KW
Kevin J. Wittrock
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CRD#: 3000636
KW
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Joseph Wittrock, CFP® was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1998. Kevin had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY: real estate sales; No; 2232 NW 164TH; EDMOND; OK; 73013; real estate sales; agent; 1/1/1998; 20; 20; refer business to other real estate agents| 2) NAME OF ENTITY:KEVIN WITTROCK-FARM LAND; No; 23287 N BRIARWOOD DRIVE; EDMOND; OK; 73003; FARM LAND; PART OWNER; 1/1/1967; 1; 0; MAINTAIN LEASE AGREEMENT| 3)NAME OF ENTITY: Mortgage referrals; No; 23287 N BRIARWOOD DRIVE; EDMOND; OK; 73003; Mortgage referrals; representative; 1/1/1994; 2; 2; referring clients who may need mortgages. 4)|NAME OF ENTITY:LEGACY REALTY; No; 2232 NW 164TH; EDMOND; OK; 73013; REALESTATE; OWNER; 11/1/2012; 2; 2; MANAGES THE PROPERTY| 5) NAME OF ENTITY: Independent Insurance Agent; Yes; 2232 NW 164TH; EDMOND; OK; 73013; Fixed Insurance Sales; Independent Insurance Agent; 5/29/2009; 160; 160; Sales of Fixed Insurance Products| 6) NAME OF ENTITY: KEVIN WITTROCK; No; 23287 N BRIARWOOD DRIVE; EDMOND; OK; 73003; OIL ROYALTY; OWNER; 1/1/1982; 1; 1; RECEIVE ROYALTY FROM OIL| 7)NAME OF OTHER BUSINESS: OKLAHOMA FAMILY NETWORK; INVESTMENT RELATED: NO; ADDRESS: 800 NE 15TH ST STE 316 OKLAHOMA CITY, OK 73104; NATURE OF BUSINESS: NON PROFIT; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: LEAD MEETINGS AND COMMITTEES, OFFER ADVICE; 8) NAME OF ENTITY: Bluestem Wealth Management and Planning; No; 2232 NW 164th; Edmond; OK; 73013; Financial Services/dba; Owner; 4/19/2021; 160; 160; advertising and marketing| 9) NAME OF OTHER BUSINESS: WITTHAUS PROPERTIES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: MINERAL RIGHTS ; START DATE: 2/2019; POSITION/TITLE/RELATIONSHIP: OWNER/MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: CONSILIDATIONOF FAMILY MINERALS,WIND AND WATER RIGHTS; 10) NAME OF OTHER BUSINESS: FARMHOUSE FOUNDATION BOARD; INVESTMENT RELATED: NO; ADDRESS: 1021 JEFFERSON ST KC, MO 64105; NATURE OF BUSINESS: NON PROFIT; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS AND MAKE DECISIONS CONCERNING THE FOUNDATION; 11)NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 2001; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Past
June 29, 2023 - December 31, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
EDMOND, OK
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EDMOND, OK
Past
June 9, 2021 - December 31, 2023
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EDMOND, OK
Past
March 30, 2004 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
EDMOND, OK
Past
October 8, 2003 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
EDMOND, OK
Past
July 12, 2002 - September 29, 2003
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
September 5, 2001 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
BD
CRD#: 1075
INDIANAPOLIS, IN
Past
September 5, 2001 - July 17, 2002
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
INDIANAPOLIS, IN
Past
February 14, 2001 - September 13, 2001
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
February 6, 1998 - December 21, 2000
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
