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Brett A Kantor

CRD# 3000357·Registered 1998 - 2004
Previously Registered: Being a previously registered professional could mean that Brett is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brett A Kantor was a registered financial advisor. Brett was a previously registered financial professional and started their career in finance 1998 - 2004. Brett had worked at 9 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

WINDSOR STREET CAPITAL, LP·CRD# 34171
BD
New York, NY
April 19, 2004 - May 27, 2004
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Boca Raton, FL
December 15, 2003 - March 26, 2004
INDIANAPOLIS SECURITIES, INC.·CRD# 10399
BD
Valley Stream, NY
August 15, 2003 - October 13, 2003
GILFORD SECURITIES INCORPORATED·CRD# 8076
BD
New York, NY
September 30, 2002 - December 5, 2002
PARK CAPITAL SECURITIES, LLC·CRD# 104206
BD
New York, NY
August 20, 2002 - October 17, 2002
GLENN MICHAEL FINANCIAL, INC.·CRD# 37912
BD
Melville, NY
August 8, 2002 - August 27, 2002
WOODSTOCK FINANCIAL GROUP, INC.·CRD# 38095
BD
Woodstock, GA
January 29, 2001 - May 31, 2002
CARNEGIE INVESTOR SERVICES INC.·CRD# 8295
BD
New York, NY
October 9, 1998 - January 24, 2001
GLOBAL CAPITAL MARKETS, LLC·CRD# 16191
BD
Melville, NY
June 29, 1998 - September 14, 1998

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Current Firm

WS
WINDSOR STREET CAPITAL, LP

JANSSEN-MEYERS ASSOCIATES, L.P. | WINDSOR STREET CAPITAL, LP | ROAN/MEYERS ASSOCIATES, L.P. | ROAN-MEYERS ASSOCIATES, LP | MEYERS ASSOCIATES, L.P.

CRD#: 34171 / SEC#: 8-46219
BD
Cancelled by SEC on 02/05/2020

Contact Information

Established

New York since 04/01/1993

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MEYERS SECURITIES CORP.GENERAL PARTNER—

Disclosures

Regulatory Event

37

Arbitration

15

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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