Jon P. Smith
Professional summary
Jon Paul Smith, who also goes by Jonpaul Smith, Jon Paul Smith, is a registered financial advisor currently at CHRISTENSEN CAPITAL, LLC located in Dallas, Texas.
Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jon has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jon Paul Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2016 - Present
CHRISTENSEN CAPITAL, LLC
February 27, 2009 - March 29, 2016
WELLS FARGO CLEARING SERVICES, LLC
February 27, 2009 - March 29, 2016
WELLS FARGO CLEARING SERVICES, LLC
March 16, 1998 - March 23, 2009
CITIGROUP GLOBAL MARKETS INC.
March 5, 1998 - March 23, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/31/2016)
(4/1/2016)
Exams
Current Firm
CHRISTENSEN CAPITAL, LLC
CRD#: 117699 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 32 |
| AUM (Assets Under Management) | $ 72,082,501 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
