Rhena A. Lipps
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rhena Anne Lipps, who also goes by Rhena Anne Levine, Rhena Anne Waldman, was a registered financial professional .
Rhena is a previously registered financial professional and started their career in finance in 1998. Rhena had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2009 - January 31, 2013
LONGBOW SECURITIES, LLC
October 20, 2004 - April 7, 2009
NEEDHAM & COMPANY, LLC
May 7, 1998 - August 29, 1999
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LONGBOW SECURITIES, LLC
CRD#: 135738 / SEC#: , 8-66950
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LONGBOW RESEARCH, LLC | OWNER | |
| MACGREGOR, DAVID SUTHERLAND | PRESIDENT/DIRECTOR OF RESEARCH/CHIEF COMPLIANCE OFFICER/FINOP | 2685554 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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