Jason E. Ray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Edward Ray, CFP® was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1998. Jason had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2014
Experience
April 23, 2019 - December 21, 2020
WEALTH 2K RISK MANAGEMENT INC.
January 16, 2014 - March 22, 2016
SECURITIES AMERICA ADVISORS, INC.
December 26, 2013 - March 22, 2016
SECURITIES AMERICA, INC.
August 8, 2011 - December 22, 2011
J. W. COLE ADVISORS, INC.
May 21, 2008 - December 22, 2011
J.W. COLE FINANCIAL, INC.
March 6, 2008 - June 23, 2008
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
March 5, 2008 - March 5, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 9, 2008 - July 28, 2009
DMR ADVISORS
September 18, 2006 - March 5, 2008
SIGNATOR FINANCIAL SERVICES, INC.
September 15, 2006 - March 5, 2008
SIGNATOR FINANCIAL SERVICES, INC.
January 1, 2004 - October 13, 2006
VOYA FINANCIAL ADVISORS, INC.
September 25, 2003 - July 18, 2006
INVEST FINANCIAL CORPORATION
September 9, 2003 - July 18, 2006
INVEST FINANCIAL CORPORATION
May 1, 2003 - January 1, 2004
LOCUST STREET SECURITIES, INC.
July 20, 2000 - April 30, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 18, 2000 - April 30, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 28, 2000 - April 7, 2000
1717 CAPITAL MANAGEMENT COMPANY
February 13, 1998 - December 3, 1999
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH 2K RISK MANAGEMENT INC.
CRD#: 292349 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
