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YC

Yeewing E. Choi

INTEGRAL FINANCIAL LLC
San Jose, CA 95129
Some features on this profile are disabled
CRD#: 2999698
YC

Professional summary


Yeewing Enid Choi, who also goes by Yeewingenid Choi, is a registered financial professional currently at INTEGRAL FINANCIAL LLC located in San Jose, California.

Yeewing is registered as a RR (Registered Representative) and started their career in finance in 1998. Yeewing has worked at 4 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Yeewingenid Choi

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Yeewing Enid Choi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 17, 2003 - Present

INTEGRAL FINANCIAL LLC

Office #1: 1072 S. De Anza Blvd. Suite # A 205, San Jose, CA 95129Office #2: 2090 Warm Spring Ct, Suite 148, Fremont,, CA 94539
RIA
BD
CRD#: 120343
San Jose, CA
Past

July 22, 2009 - April 28, 2010

MAIA SECURITIES, INC.

BD
CRD#: 111394
YORBA LINDA, CA
Past

July 31, 2000 - November 27, 2002

WHITE PACIFIC SECURITIES, INC.

BD
CRD#: 42505
SAN FRANCISCO, CA
Past

September 1, 1998 - July 31, 2000

ACUMENT SECURITIES, INC.

BD
CRD#: 7661
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/17/2003)
RR
Nevada
(8/12/2016)
RR
New York
(4/8/2025)
RR
Texas
(5/29/2007)
RR
Washington
(4/22/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 4/21/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


IF
INTEGRAL FINANCIAL LLC
INTEGRAL FINANCIAL LLC

CRD#: 120343 / SEC#: , 8-65284

California
Registered Investment Advisory firm - SEC (1/1/2007 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
10054 Pasadena Ave., Cupertino, CA 95014
Mailing Address
10054 Pasadena Ave., Cupertino, CA 95014
Phone number
(408) 996-1118
Established
California since 02/08/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
1

FINRA licenses (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
HO, WEIMINGCHIEF FINANCIAL OFFICER2692573
HO, WEIMINGCHIEF COMPLIANCE OFFICER2692573
CHOI, YEEWING ENIDPRESIDENT & CHIEF OPERATIONS OFFICER2999698
LUI, PAULLLC MEMBER

Disclosures


Regulatory Event2
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INTEGRAL FINANCIAL LLC

CRD#: 120343San Jose, CA 95129

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