Jay Taparia

SANSKAR ADVISORS

NYACK, NY 10960

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CRD#: 2999590

Professional summary

Jay Taparia is a registered financial advisor currently at SANSKAR ADVISORS, INC. located in Nyack, New York.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jay has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Taparia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2000 - Present

SANSKAR ADVISORS, INC.

Office #1: 53 Hudson Avenue Suite 231, Nyack, NY 10960

RIA

CRD#: 113727

NYACK, NY

Past

February 11, 1998 - January 29, 1999

BANC ONE CAPITAL MARKETS, INC.

CRD#: 23065

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/29/2000)

IAR

New York
(3/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/27/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/10/1998

General Securities Representative Examination

Current Firm

SANSKAR ADVISORS, INC.

SANSKAR ADVISORS, INC. | SANSKAR INVESTMENTS, INC | SANSKAR GLOBAL WEALTH ADVISORS, LLC

CRD#: 113727 / SEC#:

California

Registered Investment Advisory firm - (1/1/2009 Terminated)

Florida

Registered Investment Advisory firm - (10/30/2025 Terminated)

Illinois

Registered Investment Advisory firm - (8/29/2000 Approved)

New Jersey

Registered Investment Advisory firm - (8/9/2010 Terminated)

New York

Registered Investment Advisory firm - (1/11/2016 Approved)

Texas

Registered Investment Advisory firm - (12/2/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

53 Hudson Avenue Suite 231, Nyack, NY 10960

Mailing Address

Phone number

(888) 726-7527

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 47,859,970

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jay Taparia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Taparia's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANSKAR ADVISORS, INC.

BANC ONE CAPITAL MARKETS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/27/1998

Series 7

Date: 2/10/1998

Current Firm

SANSKAR ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SANSKAR ADVISORS, INC.

TRUST BUT VERIFY

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