Robert N. Auclair

BALANCED WEALTH MANAGEMENT.

East Greenwich, RI 02818

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CRD#: 2999541

Professional summary

Robert Nicholas Auclair, CFP®, who also goes by Rob Auclair, Robert Nicholas Avclair, is a registered financial advisor currently at BALANCED WEALTH MANAGEMENT, LLC. located in East Greenwich, Rhode Island.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Robert has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Auclair | Robert Nicholas Avclair

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TAX PREPARATION SERVICES PROVIDED UNDER BALANCED WEALTH MANAGEMENT, LLC. NON-ADVISORY AND SEPARATE FROM ADVISORY BUSINESS. DURING TAX SEASON ONLY. SAME ADDRESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Nicholas Auclair's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

February 9, 2015 - Present

BALANCED WEALTH MANAGEMENT, LLC.

Office #1: 378 Main Street Suite 105, East Greenwich, RI 02818

RIA

CRD#: 174699

East Greenwich, RI

Past

January 5, 2006 - April 29, 2011

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

PROVIDENCE, RI

Past

November 7, 2005 - April 2, 2015

NCU INVESTMENT SOLUTIONS

RIA

CRD#: 134804

PROVIDENCE, RI

Past

October 29, 2003 - December 31, 2005

INVESTMENT ADVISORS & CONSULTANTS, INC.

CRD#: 7996

WEST LONG BRANCH, NJ

Past

August 25, 2003 - October 27, 2003

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

January 8, 1999 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

January 8, 1999 - August 18, 2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/3/2015)

IAR

Rhode Island
(2/9/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/29/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/7/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BALANCED WEALTH MANAGEMENT, LLC.

AUCLAIR & PARTNERS, LLC | BALANCED WEALTH MANAGEMENT, LLC. | BALANCED WEALTH MANAGEMENT, LLC

CRD#: 174699 / SEC#:

Massachusetts

Registered Investment Advisory firm - (4/3/2015 Approved)

Rhode Island

Registered Investment Advisory firm - (2/9/2015 Approved)

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Contact information

Main Address

378 Main Street Suite 105, East Greenwich, RI 02818

Mailing Address

Phone number

(401) 398-2000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	448
AUM (Assets Under Management)	$ 83,148,515

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert N. Auclair

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Nicholas Auclair's CRS (Customer Relationship Summary).

Certified licenses

Experience

BALANCED WEALTH MANAGEMENT, LLC.

PURSHE KAPLAN STERLING INVESTMENTS

NCU INVESTMENT SOLUTIONS

INVESTMENT ADVISORS & CONSULTANTS, INC.

INVESTORS CAPITAL CORP.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2005

Series 63

Date: 1/29/1999

Series 6

Date: 1/7/1999

Current Firm

BALANCED WEALTH MANAGEMENT, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BALANCED WEALTH MANAGEMENT, LLC.

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