SR
Susan B. Robinson
PACKERLAND BROKERAGE SERVICES
PHOENIX , AZ
Some features on this profile are disabled
CRD#: 2999336
SR
Professional summary
Susan Barbara Robinson, who also goes by Susan Barbara Horan, Susan Barbara Robinson Mrs, is a registered financial professional currently at PACKERLAND BROKERAGE SERVICES, INC. located in Phoenix , Arizona.
Susan is registered as a RR (Registered Representative) and started their career in finance in 1999. Susan has worked at 16 firms and has passed the Series 63, Series 66, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Susan Barbara Horan | Susan Barbara Robinson Mrs
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SUSABE DESIGNS LLC; SAME AS RESIDENCE; NON/INV REL; ECOMMERCE; OWNER; START DATE=05/2016; HRS/MO=0; TRADING HRS/MO=0; LLC set up to sell items through ecommerce. LLC is active with state of AZ but I do not spend any time on this business
CRS (Client Relationship Summary) - BD
Click below to view Susan Barbara Robinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 24, 2024 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #2: 432 Security Blvd. Ste. 101, Green Bay, WI 54313RIA
BD
CRD#: 37031
PHOENIX , AZ
Past
September 25, 2024 - October 22, 2024
PACKERLAND BROKERAGE SERVICES, INC.
RIA
CRD#: 37031
GREEN BAY, WI
Past
March 2, 2021 - August 12, 2022
TRIAD ADVISORS LLC
BD
CRD#: 25803
ATLANTA, GA
Past
March 2, 2021 - August 12, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
September 19, 2018 - August 12, 2022
OSAIC SERVICES, INC.
RIA
CRD#: 133763
Phoenix, AZ
Past
September 18, 2018 - August 12, 2022
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
September 18, 2018 - August 12, 2022
OSAIC SERVICES, INC.
BD
CRD#: 133763
Phoenix, AZ
Past
September 18, 2018 - August 12, 2022
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
September 18, 2018 - August 12, 2022
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
August 15, 2017 - September 24, 2018
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
Phoenix, AZ
Past
August 14, 2017 - September 24, 2018
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
March 9, 2017 - July 27, 2017
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
PHOENIX, AZ
Past
October 29, 2015 - July 27, 2017
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
PHOENIX, AZ
Past
November 1, 2013 - November 12, 2015
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
November 1, 2013 - November 12, 2015
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
November 1, 2013 - November 12, 2015
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
January 13, 2010 - May 22, 2012
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
January 13, 2010 - May 22, 2012
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
June 3, 2008 - November 12, 2015
OSAIC SERVICES, INC.
RIA
CRD#: 133763
PHOENIX, AZ
Past
February 5, 2008 - October 29, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
February 5, 2008 - November 12, 2015
OSAIC SERVICES, INC.
BD
CRD#: 133763
PHOENIX, AZ
Past
March 14, 2006 - October 1, 2007
ARMA FINANCIAL SERVICES, INC.
RIA
CRD#: 18033
SCOTTSDALE, AZ
Past
February 23, 2006 - October 1, 2007
ARMA FINANCIAL SERVICES, INC.
BD
CRD#: 18033
SCOTTSDALE, AZ
Past
October 31, 2005 - March 3, 2006
OSAIC SERVICES, INC.
RIA
CRD#: 133763
PHOENIX, AZ
Past
October 31, 2005 - March 3, 2006
OSAIC SERVICES, INC.
BD
CRD#: 133763
SCOTTSDALE, AZ
Past
March 23, 2004 - October 31, 2005
SUNAMERICA SECURITIES, INC.
RIA
CRD#: 20068
PHOENIX, AZ
Past
November 5, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
November 5, 2003 - October 31, 2005
SPELMAN & CO., INC.
BD
CRD#: 10232
PHOENIX, AZ
Past
November 5, 2003 - December 8, 2005
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
August 7, 2002 - October 20, 2003
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
September 23, 1999 - July 20, 2001
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/5/2024)
RR
Alaska(11/4/2024)
RR
Arizona(9/25/2024)
RR
Arkansas(11/5/2024)
RR
California(11/5/2024)
RR
Colorado(9/26/2024)
RR
Connecticut(9/25/2024)
RR
Delaware(11/7/2024)
RR
District of Columbia(10/3/2024)
RR
Florida(9/24/2024)
RR
Georgia(11/6/2024)
RR
Hawaii(11/20/2024)
RR
Idaho(9/25/2024)
RR
Illinois(11/14/2024)
RR
Indiana(11/6/2024)
RR
Iowa(11/12/2024)
RR
Kansas(11/5/2024)
RR
Kentucky(11/4/2024)
RR
Louisiana(9/27/2024)
RR
Maine(11/5/2024)
RR
Maryland(9/30/2024)
RR
Massachusetts(11/5/2024)
RR
Michigan(11/6/2024)
RR
Minnesota(9/24/2024)
RR
Mississippi(9/24/2024)
RR
Missouri(11/5/2024)
RR
Montana(11/4/2024)
RR
Nebraska(11/4/2024)
RR
Nevada(11/5/2024)
RR
New Hampshire(11/5/2024)
RR
New Jersey(11/4/2024)
RR
New Mexico(11/5/2024)
RR
North Carolina(11/5/2024)
RR
North Dakota(11/12/2024)
RR
Ohio(11/5/2024)
RR
Oklahoma(9/24/2024)
RR
Oregon(11/7/2024)
RR
Pennsylvania(11/5/2024)
RR
Rhode Island(11/6/2024)
RR
South Carolina(9/24/2024)
RR
South Dakota(11/5/2024)
RR
Tennessee(11/5/2024)
RR
Texas(11/5/2024)
RR
Utah(11/5/2024)
RR
Vermont(11/5/2024)
RR
Virginia(11/6/2024)
RR
Washington(12/5/2024)
RR
West Virginia(11/7/2024)
RR
Wisconsin(11/5/2024)
RR
Wyoming(11/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709
Mailing Address
432 Security Blvd., Green Bay, WI 54313
Phone number
(920) 662-9500
Established
Wisconsin since 07/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
286
SEC notice filing (47 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
Regulatory assets under management
| Total Number of Accounts | 4,245 |
| AUM (Assets Under Management) | $ 909,478,703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
