Carl A. Robinson

Some features on this profile are disabled

CRD#: 2999230

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Carl Allen Robinson was a registered financial advisor .

Carl is a previously registered financial advisor and started their career in finance in 1998. Carl had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 23, 2012 - August 9, 2012

ELTEKON ADVISORS, LLC.

RIA

CRD#: 115371

WEST LAKE HILLS, TX

Past

May 4, 2012 - August 9, 2012

ELTEKON SECURITIES, LLC

CRD#: 111645

WEST LAKE HILLS, TX

Past

May 3, 2007 - February 23, 2010

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

HOUSTON, TX

Past

April 9, 2007 - February 23, 2010

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

HOUSTON, TX

Past

March 20, 2007 - March 3, 2010

WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC.

RIA

CRD#: 119127

HOUSTON, TX

Past

November 10, 2006 - April 18, 2007

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

HOUSTON, TX

Past

January 9, 2006 - November 9, 2006

ELTEKON ADVISORS, LLC.

RIA

CRD#: 115371

AUSTIN, TX

Past

July 29, 2004 - December 31, 2005

ELTEKON ADVISORS, LLC.

RIA

CRD#: 115371

PEARLND, TX

Past

July 20, 2004 - November 10, 2006

ELTEKON SECURITIES, LLC

CRD#: 111645

WEST LAKE HILLS, TX

Past

February 17, 1998 - June 2, 2004

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

HOUSTON, TX

Past

January 28, 1998 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

January 28, 1998 - June 2, 2004

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELTEKON ADVISORS, LLC.

ELTEKON | ELTEKON ADVISORS, LLC.

CRD#: 115371 / SEC#: 801-123415

RIA

Registered Investment Advisory firm - (3/11/2022 Approved)

California

Registered Investment Advisory firm - (12/7/2011 Terminated)

Delaware

Registered Investment Advisory firm - (12/31/2005 Terminated)

District of Columbia

Registered Investment Advisory firm - (12/21/2005 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2008 Terminated)

Georgia

Registered Investment Advisory firm - (12/31/2008 Terminated)

New Jersey

Registered Investment Advisory firm - (12/31/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2008 Terminated)

Ohio

Registered Investment Advisory firm - (12/31/2008 Terminated)

Oklahoma

Registered Investment Advisory firm - (3/30/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/31/2008 Terminated)

Texas

Registered Investment Advisory firm - (3/30/2022 Terminated)

Virginia

Registered Investment Advisory firm - (12/31/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/1/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/13/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/16/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/27/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/4/2000

General Securities Principal Examination

Current Firm

ELTEKON ADVISORS, LLC.

ELTEKON | ELTEKON ADVISORS, LLC.

CRD#: 115371 / SEC#: 801-123415

RIA

Registered Investment Advisory firm - (3/11/2022 Approved)

California

Registered Investment Advisory firm - (12/7/2011 Terminated)

Delaware

Registered Investment Advisory firm - (12/31/2005 Terminated)

District of Columbia

Registered Investment Advisory firm - (12/21/2005 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2008 Terminated)

Georgia

Registered Investment Advisory firm - (12/31/2008 Terminated)

New Jersey

Registered Investment Advisory firm - (12/31/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2008 Terminated)

Ohio

Registered Investment Advisory firm - (12/31/2008 Terminated)

Oklahoma

Registered Investment Advisory firm - (3/30/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/31/2008 Terminated)

Texas

Registered Investment Advisory firm - (3/30/2022 Terminated)

Virginia

Registered Investment Advisory firm - (12/31/2008 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3839 Bee Caves Rd Suite 120, West Lake Hills, TX 78746

Mailing Address

Phone number

(512) 477-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/13/2025)

Regulatory assets under management

Total Number of Accounts	715
AUM (Assets Under Management)	$ 300,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Carl A. Robinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ELTEKON SECURITIES, LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC.

1717 CAPITAL MANAGEMENT COMPANY

ELTEKON ADVISORS, LLC.

ELTEKON ADVISORS, LLC.

ELTEKON SECURITIES, LLC

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

ELTEKON ADVISORS, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/1/2000

Series 63

Date: 2/13/1998

Series 7

Date: 12/16/1999

Series 6

Date: 1/27/1998

Series 24

Date: 10/4/2000

Current Firm

ELTEKON ADVISORS, LLC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELTEKON ADVISORS, LLC.

TRUST BUT VERIFY

Similar Advisors