Augustine O. Olobia
Professional summary
Augustine Ogheneochuko Olobia was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Augustine is a previously registered financial advisor and started their career in finance in 1998. Prior to being barred, Augustine had worked at 4 firms, which includes CAPITAL ONE ADVISORS LLC, CAPITAL ONE INVESTING LLC, CHARLES SCHWAB & CO. INC., UBS FINANCIAL SERVICES INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2011 - October 9, 2013
CAPITAL ONE ADVISORS, LLC
October 13, 1999 - October 9, 2013
CAPITAL ONE INVESTING, LLC
December 17, 1998 - January 14, 2000
CHARLES SCHWAB & CO., INC.
February 19, 1998 - November 12, 1998
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 4/24/2000
Limited Representative-Equity Trader ExamCurrent Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
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