JF
Jeffrey D. Fabrizio
WAINWRIGHT INVESTMENT COUNSEL LLC
BOSTON, MA 02108
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CRD#: 2998973
JF
Professional summary
Jeffrey David Fabrizio, who also goes by Jeff Fabrizio, is a registered financial advisor currently at WAINWRIGHT INVESTMENT COUNSEL LLC located in Boston, Massachusetts and WFS, LLC located in Boston, Massachusetts.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jeffrey has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Fabrizio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. FABRIZIO IS EMPLOYED BY WAINWRIGHT INVESTMENT COUNSEL, LLC ("WAINWRIGHT"), AN SEC REGISTERED INVESTMENT ADVISOR, AND CURRENTLY HOLDS THE POSITION OF DIRECTOR OF RESEARCH. HE IS REGISTERED WITH WFS, LLC WHOSE BUSINESS IS CURRENTLY LIMITED TO ENGAGING IN THE FACILITATION OF PRIVATE PLACEMENT TRANSACTIONS. WFS, LLC IS A WHOLLY OWNED SUBSIDIARY OF WAINWRIGHT ALSO LOCATED AT ONE BOSTON PLACE, BOSTON, MA 02108. THE MAJORITY OF HIS WORKING HOURS ARE SPENT ON WAINWRIGHT BUSINESS.
MR. FABRIZIO PERIODICALLY ENGAGES IN OUTSIDE BUSINESS ACTIVITIES CONSISTING OF PROPERTY AND REAL ESTATE PURSUITS THAT INCLUDE: REHABILITATION OF HOUSES, SALE OF SAID PROPERTIES AND "HANDYMAN" WORK TO BE DONE ON WEEKENDS; AND OWNERSHIP AND MAINTENANCE OF RENTAL PROPERTY. MR. FABRIZIO IS ALSO PERIODICALLY COMPENSATED FOR PLAYING WITH A MUSICAL BAND. NONE OF THESE ACTIVITIES OCCUR DURING MARKET HOURS.
LASTLY, MR. FABRIZIO IS A VOLUNTEER COMMITTEE MEMBER OF THE PERMANENT BUILDING COMMITTEE FOR THE TOWN OF NORWELL, MA. THE COMMITTEE IS TASKED PRIMARILY WITH OVERSEEING THE RESTORATION AND/OR RENOVATION OF TOWN BUILDINGS. TIME SPENT ON THE COMMITTEE ALSO OCCURS OUTSIDE OF MARKET HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey David Fabrizio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 19, 2013 - Present
WAINWRIGHT INVESTMENT COUNSEL LLC
Office #1: One Boston Place 29th Floor, Boston, MA 02108RIA
CRD#: 108711
BOSTON, MA
Current
April 11, 2002 - Present
WFS, LLC
Office #1: One Boston Place, Boston, MA 02108Office #2: One Boston Place, Boston, MA 02108BD
CRD#: 116778
BOSTON, MA
Past
November 5, 2001 - April 16, 2002
H.C.WAINWRIGHT & CO., LLC
BD
CRD#: 375
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WAINWRIGHT INVESTMENT COUNSEL LLC
WAINWRIGHT INVESTMENT COUNSEL LLC
CRD#: 108711 / SEC#: 801-56485
RIA
Registered Investment Advisory firm - (6/18/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(2/19/2013)
IAR
Massachusetts(2/19/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WI
WAINWRIGHT INVESTMENT COUNSEL LLC
WAINWRIGHT INVESTMENT COUNSEL LLC
CRD#: 108711 / SEC#: 801-56485
RIA
Registered Investment Advisory firm - (6/18/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Boston Place 29th Floor, Boston, MA 02108
Mailing Address
Phone number
(617) 531-3100
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 207 |
| AUM (Assets Under Management) | $ 5,548,153,000 |
Red Flags
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Company Information
WAINWRIGHT INVESTMENT COUNSEL LLC
CRD#: 108711Boston, MA 02108TRUST BUT VERIFY
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