Kyle R. Spahn

SPAHN WEALTH & RETIREMENT LLC

Scottsdale, AZ 85251

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CRD#: 2998865

Professional summary

Kyle Robert Spahn, CFP® is a registered financial advisor currently at SPAHN WEALTH & RETIREMENT LLC located in Scottsdale, Arizona.

Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Kyle has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Kyle R. Spahn is licensed as an insurance agent in Arizona. Nonetheless, Mr. Spahn does not plan to renew his license, which expires in September of 2021. Additionally, Mr. Spahn will not offer any insurance products. In the event of an inquiry regarding insurance products, Mr. Spahn will make referrals to other licensed insurance agents.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Robert Spahn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

December 6, 2016 - Present

SPAHN WEALTH & RETIREMENT LLC

Office #1: 4310 North 75th Street, Scottsdale, AZ 85251

RIA

CRD#: 285932

Scottsdale, AZ

Past

January 5, 2016 - January 5, 2017

TAURUM RETIREMENT PARTNERS, LLC

RIA

CRD#: 282017

GILBERT, AZ

Past

April 17, 2015 - December 31, 2015

GALLACHER CAPITAL MANAGEMENT, LLC

RIA

CRD#: 113189

GILBERT, AZ

Past

April 10, 2008 - March 26, 2015

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

GILBERT, AZ

Past

September 27, 2007 - March 26, 2015

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MISSION VIEJO, CA

Past

February 11, 1998 - May 9, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 11, 1998 - May 9, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CHANDLER, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPAHN WEALTH & RETIREMENT LLC

CRD#: 285932 / SEC#: 801-125766

RIA

Registered Investment Advisory firm - (5/27/2022 Approved)

Arizona

Registered Investment Advisory firm - (6/18/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(12/6/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/5/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/2/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/26/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/10/1998

General Securities Representative Examination

Current Firm

SPAHN WEALTH & RETIREMENT LLC

CRD#: 285932 / SEC#: 801-125766

RIA

Registered Investment Advisory firm - (5/27/2022 Approved)

Arizona

Registered Investment Advisory firm - (6/18/2022 Terminated)

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Contact information

Main Address

4310 North 75th Street, Scottsdale, AZ 85251

Mailing Address

Phone number

(602) 730-6114

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SPAHN WEALTH & RETIREMENT FIRM BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	271
AUM (Assets Under Management)	$ 167,417,382

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kyle R. Spahn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Robert Spahn's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAURUM RETIREMENT PARTNERS, LLC

GALLACHER CAPITAL MANAGEMENT, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

SPAHN WEALTH & RETIREMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/5/2007

Series 63

Date: 3/2/1998

SIE

Date: 3/26/2015

Series 7

Date: 2/10/1998

Current Firm

SPAHN WEALTH & RETIREMENT LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPAHN WEALTH & RETIREMENT LLC

TRUST BUT VERIFY

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