SK
Scott R. Kuharski
GWN SECURITIES
AUSTIN, TX 78759
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CRD#: 2998751
SK
Professional summary
Scott Ryan Kuharski is a registered financial advisor currently at GWN SECURITIES INC. located in Austin, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Scott has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIFE AND FIXED ANNUITY SALES. TRANSAMERICA LIFE GREAT AMERICAN LIFE SRK INSURANCE & FINANCIAL SERVICES POSITION: OWNER NATURE: LIFE INSURANCE AND FIXED ANNUITIES (403(B)'S) INVESTMENT RELATED: YES HOURS: 4 INVESTMENT RELATED HOURS: 1 START DATE: 06/06/1994 ADDRESS: 8500 BLUFFSTONE COVE B-202, AUSTIN TX 78759 DESCRIPTION: SELL LIFE INSURANCE, FIXED ANNUITIES SRK FINANCIAL GROUP INVESTMENT RELATED: Is Investment Related, ADDRESS: "11940 Jollyville Rd., Suite 325s, Austin, TX, 78759, United States", NATURE: Financial Services, POSITION: Financial Advisor, START DATE: 8/11/1994, HOURS: 40 hours per month, INVESTMENT RELATED HOURS: 40 hours per month during trading hours, DESCRIPTION: Financial Services & DBA
CRS (Client Relationship Summary) - RIA
Click below to view Scott Ryan Kuharski's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Scott Ryan Kuharski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2005 - Present
GWN SECURITIES INC.
Office #1: 11940 Jollyville Road Suite 325s, Austin, TX 78759RIA
BD
CRD#: 128929
AUSTIN, TX
Current
January 14, 2005 - Present
GWN SECURITIES INC.
Office #1: 11940 Jollyville Road Suite 325s, Austin, TX 78759RIA
BD
CRD#: 128929
AUSTIN, TX
Past
January 2, 2003 - January 14, 2005
PMG ASSET MANAGEMENT INC
RIA
CRD#: 110825
AUSTINJ, TX
Past
January 10, 2002 - December 31, 2002
PMG ASSET MANAGEMENT INC
RIA
CRD#: 110825
AUSTIN, TX
Past
July 19, 2000 - January 14, 2005
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Past
July 16, 1999 - May 23, 2000
INSTITUTIONAL SECURITIES CORPORATION
BD
CRD#: 20291
DALLAS, TX
Past
January 23, 1998 - July 27, 1999
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
PALM BEACH GARDENS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(1/14/2021)
RR
Colorado(11/5/2025)
RR
Georgia(12/9/2020)
RR
New Mexico(6/10/2021)
RR
New York(7/26/2024)
RR
Texas(1/14/2005)
IAR
Texas(1/20/2005)
RR
Washington(8/25/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
