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SB

Sean A. Bou

VIRTU AMERICAS LLC
Short Hills, NJ 07078
Some features on this profile are disabled
CRD#: 2998750
SB

Professional summary

Sean Anthony Bou is a registered financial professional currently at VIRTU AMERICAS LLC located in Short Hills, New Jersey.

Sean is registered as a RR (Registered Representative) and started their career in finance in 1998. Sean has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Anthony Bou's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 22, 2012 - Present

VIRTU AMERICAS LLC

Office #1: 101 Jfk Parkway 6th Floor, Short Hills, NJ 07078
BD
CRD#: 149823
Short Hills, NJ
Past

October 11, 2006 - June 18, 2012

VANDHAM SECURITIES CORP.

BD
CRD#: 26258
WOODCLIFF LAKE, NJ
Past

April 10, 2006 - September 28, 2006

SLOAN SECURITIES CORP.

BD
CRD#: 17930
ENGLEWOOD CLIFFS, NJ
Past

September 30, 2005 - February 9, 2006

SLOAN SECURITIES CORP.

BD
CRD#: 17930
ENGLEWOOD CLIFFS, NJ
Past

October 23, 2003 - September 29, 2004

TD WATERHOUSE CAPITAL MARKETS, INC.

BD
CRD#: 116757
BELLEVUE, NE
Past

March 7, 2000 - October 1, 2003

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
JERSEY CITY, NJ
Past

February 5, 1999 - March 6, 2000

CROWN FINANCIAL GROUP, INC.

BD
CRD#: 540
JERSEY CITY, NJ
Past

February 11, 1998 - September 25, 1998

CROWN FINANCIAL GROUP, INC.

BD
CRD#: 540
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(6/22/2012)
RR
New York
(6/22/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 1/31/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 8/11/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 2/10/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/24/2007
General Securities Principal Examination
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

VA
VIRTU AMERICAS LLC
KCG AMERICAS LLC | VIRTU AMERICAS LLC | KNIGHT EXECUTION & CLEARING SERVICES LLC | KNIGHT CLEARING SERVICES LLC | KNIGHT CAPITAL AMERICAS LLC

CRD#: 149823 / SEC#: , 8-68193

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1633 Broadway 41st Floor, New York, NY 10019
Mailing Address
1633 Broadway 41st Floor, New York, NY 10019
Phone number
(646) 682-6000
Established
Delaware since 02/06/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VIRTU STRATEGIC HOLDINGS LLC.OWNER
CAVOLI, STEPHEN JOHNCEO4468202
MILLER, JUSTIN WADECHIEF COMPLIANCE OFFICER6418036
RUPPRECHT, NICHOLAS ANDREWPRINCIPAL OPERATIONS OFFICER5790389
SULLIVAN, JOHN GERALDFINOP4330347

Disclosures

Regulatory Event57
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VIRTU AMERICAS LLC

CRD#: 149823Short Hills, NJ 07078

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