Jon D. Pellecchia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon David Pellecchia, CFP®, CIMA®, who also goes by Jd Pellecchia, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1998. Jon had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2002
Experience
May 23, 2019 - June 26, 2026
IFP SECURITIES, LLC
June 20, 2016 - June 26, 2026
INDEPENDENT FINANCIAL PARTNERS
June 20, 2016 - May 23, 2019
LPL FINANCIAL LLC
May 2, 2007 - June 20, 2016
VSR FINANCIAL SERVICES, INC.
April 3, 2007 - June 20, 2016
VSR FINANCIAL SERVICES, INC.
February 22, 2006 - February 8, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 15, 2006 - February 8, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 6, 2000 - February 7, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 5, 2000 - February 7, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 23, 1998 - October 13, 1998
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IFP SECURITIES, LLC
CRD#: 297287 / SEC#: , 8-70150
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFP GROUP, LLC | OWNER | |
| ACHESON, JEFFERY ALLEN | CHIEF BUSINESS DEVELOPMENT OFFICER | 706698 |
| GILMAN, AARON LEE | CHIEF INVESTMENT OFFICER | 5611425 |
| HAMM, WILLIAM CHRISTOPHER | PRESIDENT, CHIEF OPERATING OFFICER | 5814331 |
| HAMM, WILLIAM EUGENE JR | CHIEF EXECUTIVE OFFICER AND CHAIRPERSON OF THE BOARD OF DIRECTORS | 1227713 |
| JOHNSON, TORIAN | CHIEF COMPLIANCE OFFICER | 5363604 |
| MEJIA, OSCAR MIGUEL | FINOP | 5569235 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
