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AC

Anthony Cipriano

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CRD#: 2998665
AC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Cipriano was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1998. Anthony had worked at 10 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 2, 2006 - August 9, 2007

BASIC INVESTORS INC.

BD
CRD#: 1187
MELVILLE, NY
Past

January 12, 2006 - June 2, 2006

WORLD EQUITY GROUP, INC.

BD
CRD#: 29087
GARDEN CITY, NY
Past

August 12, 2005 - January 6, 2006

ANDREW GARRETT INC.

BD
CRD#: 29931
NEW YORK, NY
Past

October 21, 2004 - August 19, 2005

SOGOTRADE, INC.

BD
CRD#: 17912
CHESTERFIELD, MO
Past

February 5, 2004 - October 22, 2004

LH ROSS & COMPANY, INC.

BD
CRD#: 37920
BOCA RATON, FL
Past

June 26, 2003 - February 2, 2004

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY
Past

June 20, 2001 - June 24, 2003

CLARK STREET CAPITAL, INC.

BD
CRD#: 38304
LEVITTOWN, NY
Past

June 8, 2000 - April 24, 2001

GLOBAL CAPITAL SECURITIES CORPORATION

BD
CRD#: 16184
ENGLEWOOD, CO
Past

March 3, 2000 - June 1, 2000

WOLFF INVESTMENT GROUP INCORPORATED

BD
CRD#: 21930
NEW YORK, NY
Past

September 9, 1998 - February 16, 2000

NEW TIMES SECURITIES SERVICES, INC.

BD
CRD#: 34154
MELVILLE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/12/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/4/1998
General Securities Representative Examination

Current Firm

BI
BASIC INVESTORS INC.
BASIC INVESTORS INC.

CRD#: 1187 / SEC#: , 8-5468

BD
Terminated by SEC on 12/26/2008
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 10/15/1956
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BELZ, RICHARD JOHNVICE PRESIDENT FINANCIAL OPERATIONS PRINCIPAL,ROP1140219

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BASIC INVESTORS INC.

CRD#: 1187

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