Mark E. Michel

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CRD#: 2998590

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Emerson Michel, CIMA®, CPWA® was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 2002. Mark had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). BENEFICIENT-REGIONAL VP, ORIGINATIONS-325 NORTH ST PAUL ST 35TH FLOOR DALLAS TX 75201-ORIGINATE LIQUIDITY LOANS-6.5 HOURS DEVOTED DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

CPWA^®

Certified Private Wealth Advisor

Start date: 2013-11-06

Expire date: 2023-02-28

Experience

Past

September 21, 2022 - April 2, 2025

ALTACCESS SECURITIES COMPANY, L.P.

CRD#: 119441

DALLAS, TX

Past

March 6, 2020 - September 20, 2022

EMERSON EQUITY LLC

RIA

CRD#: 130032

Danville, CA

Past

March 6, 2020 - September 20, 2022

EMERSON EQUITY LLC

CRD#: 130032

SAN MATEO, CA

Past

January 3, 2012 - July 11, 2019

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

SAN FRANCISCO, CA

Past

November 5, 2009 - December 31, 2011

BLACKROCK FUND DISTRIBUTION COMPANY

CRD#: 146183

SAN FRANCISCO, CA

Past

April 9, 2007 - July 11, 2019

BLACKROCK FUND ADVISORS

RIA

CRD#: 105247

SAN FRANCISCO, CA

Past

April 9, 2007 - December 31, 2009

BLACKROCK EXECUTION SERVICES

CRD#: 39438

SAN FRANCISCO, CA

Past

April 20, 2006 - March 13, 2007

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

April 1, 2005 - April 20, 2006

AMUNDI ASSET MANAGEMENT US, INC.

RIA

CRD#: 107719

BOSTON, MA

Past

April 1, 2005 - March 13, 2007

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

July 8, 2003 - March 24, 2005

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SAN FRANCISCO, CA

Past

March 19, 2002 - March 24, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/16/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/17/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/2002

General Securities Representative Examination

Current Firm

ALTACCESS SECURITIES COMPANY, L.P.

CRD#: 119441 / SEC#: , 8-65183

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

325 N. St. Paul Street Suite 4850, Dallas, TX 75201

Mailing Address

325 N. St. Paul Street Suite 4850, Dallas, TX 75201

Phone number

(214) 245-5379

Established

Texas since 11/16/2001

Firm type

Partnership

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BEN MARKETS MANAGEMENT HOLDINGS, L.P.	LIMITED PARTNER
BEN MARKETS CORPORATE HOLDINGS, L.L.C.	GENERAL PARTNER
GEORGE, THOMAS KEITH	FINOP	5378303
TALBOT, HENRY BOARDMAN	PRESIDENT & CCO	6004463

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark E. Michel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EMERSON EQUITY LLC

EMERSON EQUITY LLC

BLACKROCK INVESTMENTS, LLC

BLACKROCK FUND DISTRIBUTION COMPANY

BLACKROCK FUND ADVISORS

BLACKROCK EXECUTION SERVICES

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI ASSET MANAGEMENT US, INC.

AMUNDI DISTRIBUTOR US, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/16/2003

Series 63

Date: 6/17/2002

SIE

Date: 10/1/2018

Series 7

Date: 3/18/2002

Current Firm

ALTACCESS SECURITIES COMPANY, L.P.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ALTACCESS SECURITIES COMPANY, L.P.

TRUST BUT VERIFY

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