Robert H. Fugate
BLUE RIDGE WEALTH PLANNERS
Knoxville, TN 37932
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CRD#: 2998559
Professional summary
Robert Harry Fugate, CFP®, who also goes by Bob Fugate, is a registered financial advisor currently at BLUE RIDGE WEALTH PLANNERS located in Knoxville, Tennessee.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robert has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Fugate
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) SEVEN ISLANDS CONSULTING GROUP, LLC. INV RELATED: NO. 9725 COGDILL ROAD, SUITE 101 KNOXVILLE, TN 37932. PRESIDENT AND OWNER. 12/2015 - PRESENT. THIS COMPANY PROVIDES A PORTION OF THE MARKETING FOR RETIRMENT FINANCIAL SOLUTIONS LLC, WHICH IS DOING BUSINESS AS BLUE RIDGE WEALTH PLANNERS. 8 HOURS PER MONTH ARE DEVOTED TO THIS ACTIVITY, NONE DURING NORMAL BUSINESS HOURS.
2.) RETIREMENT FINANCIAL SOLUTIONS LLC - NATURE OF BUSINESS: INSURANCE AND REGISTERED INVESTMENT ADVISOR- START DATE 8/2014 - MANAGING MEMBER - INVESTMENT-RELATED. 9725 COGDILL ROAD, SUITE 101 KNOXVILLE, TN 37932 - SPEND 40 HOURS PER WEEK.EVALUATE PROSPECTS, GATHER INFORMATION, PRESENT STRATEGIES, PUT PROPOSAL TOGETHER HAVE STAFF COMPLETE PAPERWORK, REVIEW.
3.) Cogdill One, LLC - Member/Owner. 12/2016 - Present. Cogdill One, LLC owns real estate which includes a commercial building located at 9725 Cogdill Road, Knoxville, TN 37932. Ownership interest in property is 33.4%. Not investment-related. Duties include finding and managing tenants and working on building improvements. 10 hours/month spent on this activity.
4.) ROBERT FUGATE INV RELATED: NO. 9725 COGDILL ROAD, SUITE 101 KNOXVILLE, TN 37932. NOTARY PUBLIC. 3/31/2017 - PRESENT. WILL NOTARIZE DOCUMENTS FROM TIME TO TIME. 1 HOUR PER MONTH IS DEVOTED TO THIS ACTIVITY, DURING NORMAL BUSINESS HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Harry Fugate's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
October 18, 2016 - Present
BLUE RIDGE WEALTH PLANNERS
Office #1: 9725 Cogdill Road Suite 101, Knoxville, TN 37932RIA
CRD#: 285347
Knoxville, TN
Past
July 17, 2017 - December 31, 2022
MADISON AVENUE SECURITIES, LLC
BD
CRD#: 23224
Knoxville, TN
Past
June 11, 2012 - July 17, 2017
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
KNOXVILLE, TN
Past
June 11, 2012 - July 17, 2017
G.F. INVESTMENT SERVICES, LLC
BD
CRD#: 132939
KNOXVILLE, TN
Past
November 15, 2005 - June 4, 2012
KALOS MANAGEMENT
RIA
CRD#: 133025
POWELL, TN
Past
November 4, 2005 - June 4, 2012
KALOS CAPITAL, INC.
BD
CRD#: 44337
KNOXVILLE, TN
Past
February 23, 2004 - October 31, 2005
SPC
RIA
CRD#: 110692
POWELL, TN
Past
January 2, 2004 - October 31, 2005
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
POWELL, TN
Past
March 31, 2003 - December 31, 2003
SUNSET FINANCIAL SERVICES, INC.
BD
CRD#: 3538
KANSAS CITY, MO
Past
October 1, 2002 - April 1, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
August 25, 1998 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BR
BLUE RIDGE WEALTH PLANNERS
BLUE RIDGE WEALTH PLANNERS | RETIREMENT FINANCIAL SOLUTIONS, LLC | GREAT VALLEY ASSET MANAGEMENT
CRD#: 285347 / SEC#: 801-123504
RIA
Registered Investment Advisory firm - (3/22/2022 Approved)Florida
Registered Investment Advisory firm - (3/23/2022 Terminated)Georgia
Registered Investment Advisory firm - (4/18/2022 Terminated)Tennessee
Registered Investment Advisory firm - (3/24/2022 Terminated)Texas
Registered Investment Advisory firm - (3/23/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/26/2017)
IAR
Georgia(2/9/2017)
IAR
Tennessee(11/16/2016)
IAR
Texas(10/18/2016)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BR
BLUE RIDGE WEALTH PLANNERS
BLUE RIDGE WEALTH PLANNERS | RETIREMENT FINANCIAL SOLUTIONS, LLC | GREAT VALLEY ASSET MANAGEMENT
CRD#: 285347 / SEC#: 801-123504
RIA
Registered Investment Advisory firm - (3/22/2022 Approved)Florida
Registered Investment Advisory firm - (3/23/2022 Terminated)Georgia
Registered Investment Advisory firm - (4/18/2022 Terminated)Tennessee
Registered Investment Advisory firm - (3/24/2022 Terminated)Texas
Registered Investment Advisory firm - (3/23/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9725 Cogdill Road Suite 101, Knoxville, TN 37932
Mailing Address
Phone number
(865) 392-4260
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 723 |
| AUM (Assets Under Management) | $ 275,684,151 |
Red Flags
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Company Information
BLUE RIDGE WEALTH PLANNERS
CRD#: 285347Knoxville, TN 37932TRUST BUT VERIFY
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