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Robert Harry Fugate

Robert H. Fugate

BLUE RIDGE WEALTH PLANNERS
Knoxville, TN 37932
Some features on this profile are disabled
CRD#: 2998559
Robert Harry Fugate

Professional summary

Robert Harry Fugate, CFP®, who also goes by Bob Fugate, is a registered financial advisor currently at BLUE RIDGE WEALTH PLANNERS located in Knoxville, Tennessee.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robert has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bob Fugate

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Harry Fugate's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2003

Experience

Current

October 18, 2016 - Present

BLUE RIDGE WEALTH PLANNERS

Office #1: 9725 Cogdill Road Suite 101, Knoxville, TN 37932
RIA
CRD#: 285347
Knoxville, TN
Past

July 17, 2017 - December 31, 2022

MADISON AVENUE SECURITIES, LLC

BD
CRD#: 23224
Knoxville, TN
Past

June 11, 2012 - July 17, 2017

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA
CRD#: 132070
KNOXVILLE, TN
Past

June 11, 2012 - July 17, 2017

G.F. INVESTMENT SERVICES, LLC

BD
CRD#: 132939
KNOXVILLE, TN
Past

November 15, 2005 - June 4, 2012

KALOS MANAGEMENT

RIA
CRD#: 133025
POWELL, TN
Past

November 4, 2005 - June 4, 2012

KALOS CAPITAL, INC.

BD
CRD#: 44337
KNOXVILLE, TN
Past

February 23, 2004 - October 31, 2005

SPC

RIA
CRD#: 110692
POWELL, TN
Past

January 2, 2004 - October 31, 2005

PARKLAND SECURITIES, LLC

BD
CRD#: 115368
POWELL, TN
Past

March 31, 2003 - December 31, 2003

SUNSET FINANCIAL SERVICES, INC.

BD
CRD#: 3538
KANSAS CITY, MO
Past

October 1, 2002 - April 1, 2003

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
PHOENIX, AZ
Past

August 25, 1998 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

BD
CRD#: 5435
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BR
BLUE RIDGE WEALTH PLANNERS
BLUE RIDGE WEALTH PLANNERS | RETIREMENT FINANCIAL SOLUTIONS, LLC | GREAT VALLEY ASSET MANAGEMENT

CRD#: 285347 / SEC#: 801-123504

RIA
Registered Investment Advisory firm - (3/22/2022 Approved)
Florida
Registered Investment Advisory firm - (3/23/2022 Terminated)
Georgia
Registered Investment Advisory firm - (4/18/2022 Terminated)
Tennessee
Registered Investment Advisory firm - (3/24/2022 Terminated)
Texas
Registered Investment Advisory firm - (3/23/2022 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(4/26/2017)
IAR
Georgia
(2/9/2017)
IAR
Tennessee
(11/16/2016)
IAR
Texas
(10/18/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/24/2006
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/23/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/12/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/3/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/22/1998
Investment Company Products/Variable Contracts Representative Examination

Current Firm

BR
BLUE RIDGE WEALTH PLANNERS
BLUE RIDGE WEALTH PLANNERS | RETIREMENT FINANCIAL SOLUTIONS, LLC | GREAT VALLEY ASSET MANAGEMENT

CRD#: 285347 / SEC#: 801-123504

RIA
Registered Investment Advisory firm - (3/22/2022 Approved)
Florida
Registered Investment Advisory firm - (3/23/2022 Terminated)
Georgia
Registered Investment Advisory firm - (4/18/2022 Terminated)
Tennessee
Registered Investment Advisory firm - (3/24/2022 Terminated)
Texas
Registered Investment Advisory firm - (3/23/2022 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
9725 Cogdill Road Suite 101, Knoxville, TN 37932
Mailing Address
Phone number
(865) 392-4260
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GREAT VALLEY ASSET MANAGEMENT PROGRAM BROCHURE (3/20/2026)
BLUE RIDGE WEALTH PLANNERS FIRM BROCHURE (3/20/2026)

Regulatory assets under management

Total Number of Accounts2,137
AUM (Assets Under Management)$ 361,659,979

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUE RIDGE WEALTH PLANNERS

CRD#: 285347Knoxville, TN 37932

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