Kristopher K. Kelley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristopher Kyle Kelley was a registered financial professional .
Kristopher is a previously registered financial professional and started their career in finance in 1998. Kristopher had worked at 3 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2012 - December 31, 2022
HELIOS INVESTMENT MANAGEMENT
November 10, 2011 - December 31, 2011
HELIOS INVESTMENT MANAGEMENT
February 8, 2000 - August 18, 2005
ING INVESTMENT MANAGEMENT SERVICES LLC
April 8, 1998 - February 8, 2000
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
HELIOS INVESTMENT MANAGEMENT
CRD#: 157093 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 100,000 |
Red Flags
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