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Darren Alfred Croce

ELEVATION
Palm Beach Gardens, FL
·CRD# 2998436·28 years experience

Professional Summary

Darren Alfred Croce is a registered financial advisor currently at ELEVATION, LLC located in Palm Beach Gardens, Florida. Darren is registered as a RR (Registered Representative) and started their career in finance in 1998. Darren has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

ELEVATION, LLC·CRD# 140341
BD
2000 Pga Blvd Suite 4440, Palm Beach Gardens, FL 33408
May 22, 2013 - Present
DIRECT ACCESS PARTNERS LLC·CRD# 120950
BD
Boca Raton, FL
December 12, 2011 - May 31, 2013
COWEN EXECUTION SERVICES LLC·CRD# 35693
BD
Tequesta, FL
April 15, 2009 - December 13, 2011
STERNE, AGEE & LEACH, INC.·CRD# 791
BD
Boca Raton, FL
April 29, 2008 - March 6, 2009
INTL CUSTODY & CLEARING SOLUTIONS INC.·CRD# 23952
BD
Boca Raton, FL
April 21, 2008 - April 29, 2008
JESUP & LAMONT SECURITIES CORP·CRD# 39056
BD
Boca Raton, FL
May 15, 2007 - February 14, 2008
INTL CUSTODY & CLEARING SOLUTIONS INC.·CRD# 23952
BD
Birmingham, AL
March 14, 2005 - February 23, 2006
NATIONAL CLEARING CORP.·CRD# 14343
BD
Sherman Oaks, CA
November 20, 2001 - October 25, 2004
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
June 30, 1999 - October 29, 2001
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
March 24, 1998 - June 28, 1999

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Current Firm

EL
ELEVATION, LLC

ELEVATION SECURITIES | ELEVATION, LLC

CRD#: 140341 / SEC#: 8-67306
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211

Mailing Address

6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211

Phone Number

(704) 926-1100

Established

North Carolina since 12/27/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SHEEHAN, PATRICK JAMESMANAGING MEMBER2053134
SARAH TRENT HARRIS IRREVOCABLE FAMILY TRUSTPASSIVE INVESTOR—
BARTON ASSET MANAGEMENT, LLCPASSIVE INVESTOR—
CARTER III, WARREN SMOOTPARTNER6751824
HARRIS, MATTHEW CARTERTRUSTEE6178227
JACOBS, PATRICK BYRNEREGISTERED OPTIONS PRINCIPAL7436966
LUCAS, CLAIRE TOURNEPASSIVE INVESTOR—
LUCAS, HAINES DEMARESTPASSIVE INVESTOR—
LUCAS, JOSIAH CHARLES TRENTTRUSTEE6178218
MEUNIER, CHRISTOPHER JABOAFINOP7407392
PEAK6 INVESTMENTS, L.P.PASSIVE INVESTOR—
SHEEHAN, JOHN MICHAEL BYRNEPARTNER, CEO2272269
SILVER, SCOTT MICHAELCHIEF COMPLIANCE OFFICER - CCO2290261

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(5/22/2013)
RR
New York
(5/22/2013)
RR
North Carolina
(5/22/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1998About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 1999

Series 7 — General Securities Representative Examination

Passed Mar 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2004About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Darren Alfred Croce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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