Darren A. Croce

ELEVATION

Palm Beach Gardens, FL 33408

Some features on this profile are disabled

CRD#: 2998436

Professional summary

Darren Alfred Croce is a registered financial professional currently at ELEVATION, LLC located in Palm Beach Gardens, Florida.

Darren is registered as a RR (Registered Representative) and started their career in finance in 1998. Darren has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Darren Alfred Croce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2013 - Present

ELEVATION, LLC

Office #1: 2000 Pga Blvd Suite 4440, Palm Beach Gardens, FL 33408

CRD#: 140341

Palm Beach Gardens, FL

Past

December 12, 2011 - May 31, 2013

DIRECT ACCESS PARTNERS LLC

CRD#: 120950

BOCA RATON, FL

Past

April 15, 2009 - December 13, 2011

COWEN EXECUTION SERVICES LLC

CRD#: 35693

TEQUESTA, FL

Past

April 29, 2008 - March 6, 2009

STERNE, AGEE & LEACH, INC.

CRD#: 791

BOCA RATON, FL

Past

April 21, 2008 - April 29, 2008

INTL CUSTODY & CLEARING SOLUTIONS INC.

CRD#: 23952

BOCA RATON, FL

Past

May 15, 2007 - February 14, 2008

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

BOCA RATON, FL

Past

March 14, 2005 - February 23, 2006

INTL CUSTODY & CLEARING SOLUTIONS INC.

CRD#: 23952

BIRMINGHAM, AL

Past

November 20, 2001 - October 25, 2004

NATIONAL CLEARING CORP.

CRD#: 14343

SHERMAN OAKS, CA

Past

June 30, 1999 - October 29, 2001

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

March 24, 1998 - June 28, 1999

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/22/2013)

New York
(5/22/2013)

North Carolina
(5/22/2025)

Exams

State Security Law Exam

Series 63

Date: 9/2/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/9/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/23/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/22/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ELEVATION, LLC

ELEVATION SECURITIES | ELEVATION, LLC

CRD#: 140341 / SEC#: , 8-67306

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211

Mailing Address

6836 Carnegie Boulevard Suite 240, Charlotte, NC 28211

Phone number

(704) 926-1100

Established

North Carolina since 12/27/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SHEEHAN, PATRICK JAMES	MANAGING MEMBER	2053134
SARAH TRENT HARRIS IRREVOCABLE FAMILY TRUST	PASSIVE INVESTOR
BARTON ASSET MANAGEMENT, LLC	PASSIVE INVESTOR
CARTER III, WARREN SMOOT	PARTNER	6751824
HARRIS, MATTHEW CARTER	TRUSTEE	6178227
LUCAS, CLAIRE TOURNE	PASSIVE INVESTOR
LUCAS, HAINES DEMAREST	PASSIVE INVESTOR
LUCAS, JOSIAH CHARLES TRENT	TRUSTEE	6178218
PEAK6 INVESTMENTS, L.P.	PASSIVE INVESTOR
PETERSON, KELSEY CARL III	REGISTERED OPTIONS PRINCIPAL	6684459
SHEEHAN, JOHN MICHAEL BYRNE	PARTNER, CEO	2272269
SILVER, SCOTT MICHAEL	CHIEF COMPLIANCE OFFICER - CCO	2290261

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Burns

J.P. MORGAN SECURITIES LLC

IAR

Palm Beach Gardens, FL

Spencer Carpenter Iv

TRUIST ADVISORY SERVICES, INC.

IAR

WEST PALM BEACH, FL

Benjamin Silberman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Palm Beach Gardens, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Darren A. Croce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Darren Alfred Croce's CRS (Customer Relationship Summary).

Certified licenses

Experience

DIRECT ACCESS PARTNERS LLC

COWEN EXECUTION SERVICES LLC

STERNE, AGEE & LEACH, INC.

INTL CUSTODY & CLEARING SOLUTIONS INC.

JESUP & LAMONT SECURITIES CORP

INTL CUSTODY & CLEARING SOLUTIONS INC.

NATIONAL CLEARING CORP.

GRUNTAL & CO., L.L.C.

LADENBURG THALMANN & CO. INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/2/1998

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 2/9/1999

Series 7

Date: 3/23/1998

Series 24

Date: 6/22/2004

FINRA

Current Firm

ELEVATION, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ELEVATION, LLC

TRUST BUT VERIFY

Similar Advisors