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CF

Chad T. Feilke

STONEPEAK SECURITIES LLC | Private Wealth Manager
New York, NY 10001
Some features on this profile are disabled
CRD#: 2998277
CF

Professional summary

Chad Thomas Feilke is a registered financial professional currently at STONEPEAK SECURITIES LLC located in New York, New York.

Chad is registered as a RR (Registered Representative) and started their career in finance in 1998. Chad has worked at 13 firms and has passed the Series 65, Series 63, Series 31, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Chad Thomas Feilke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 18, 2025 - Present

STONEPEAK SECURITIES LLC

Office #1: 550 W. 34th St 48th Floor, New York, NY 10001
BD
CRD#: 316392
New York, NY
Past

August 18, 2023 - August 14, 2025

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

RIA
CRD#: 105390
PHILADELPHIA, PA
Past

August 17, 2023 - August 14, 2025

DELAWARE DISTRIBUTORS, L.P.

BD
CRD#: 14232
PHILADELPHIA, PA
Past

April 13, 2020 - August 15, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LOS ANGELES, CA
Past

April 13, 2020 - August 15, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LOS ANGELES, CA
Past

January 13, 2020 - April 9, 2020

LAZARD ASSET MANAGEMENT LLC

RIA
CRD#: 122836
NEW YORK, NY
Past

January 16, 2018 - April 9, 2020

LAZARD ASSET MANAGEMENT SECURITIES LLC

BD
CRD#: 129119
NEW YORK, NY
Past

December 10, 2009 - January 17, 2018

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS
Past

December 10, 2009 - January 17, 2018

IVY DISTRIBUTORS, INC.

BD
CRD#: 16496
OVERLAND PARK, KS
Past

July 19, 2006 - November 12, 2009

COHEN & STEERS SECURITIES, LLC

BD
CRD#: 29258
NEW YORK, NY
Past

July 1, 2004 - July 12, 2006

HINES PRIVATE WEALTH SOLUTIONS LLC

BD
CRD#: 128145
HOUSTON, TX
Past

August 31, 2000 - May 16, 2002

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 25, 1999 - August 2, 2000

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

May 20, 1998 - June 21, 1999

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/18/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/17/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/25/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 3/11/2019
Futures Managed Funds Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/18/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SS
STONEPEAK SECURITIES LLC
STONEPEAK SECURITIES LLC

CRD#: 316392 / SEC#: , 8-70803

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
550 W. 34th St 48th Floor, New York, NY 10001
Mailing Address
550 W. 34th St 48th Floor, New York, NY 10001
Phone number
(212) 907-5100
Established
Delaware since 08/13/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
STONEPEAK PARTNERS II LLCGENERAL PARTNER
FORTINO, ANGELINAFINANCIAL AND OPERATIONS PRINCIPAL6869135
MLYNAR, STEVEN BRETTCHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, PRINCIPAL5200474
WALLACH, DOUGLASCEO, SUPERVISORY PRINCIPAL, EXECUTIVE REPRESENTATIVE6649513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEPEAK SECURITIES LLC

Private Wealth ManagerCRD#: 316392New York, NY 10001

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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