Mark G. Endres
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark G. Endres, who also goes by Mark Gerard Endres, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1998. Mark had worked at 2 firms and has passed the SIE, Series 62, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 1998 - August 29, 2017
FIRST SOUTHEAST INVESTOR SERVICES, INC.
February 10, 1998 - August 21, 1998
FISERV INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 4/10/2007
Corporate Securities Limited Representative ExaminationCurrent Firm
FIRST SOUTHEAST INVESTOR SERVICES, INC.
CRD#: 45555 / SEC#: , 8-51087
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOUTH STATE BANK | PARENT COMPANY | |
| DEHAVEN, LISA SALVO | S.V.P. / CHIEF COMPLIANCE OFFICER & CORPORATE SECRETARY | 2783601 |
| ENDRES, MARK GERARD | CFO/DIRECTOR | 2998235 |
| JACQUES, ED JOHN | DIRECTOR | 6423988 |
| NORRIS, KIMBERLY MEETZE | PRINCIPAL | 4670324 |
| SEASE, TIMOTHY BLANE | CHIEF EXECUTIVE OFFICER | 1927066 |
| SEASE, TIMOTHY BLANE | PRESIDENT / DIRECTOR | 1927066 |
| WINDLEY, JOHN FRANK | DIRECTOR | 6424079 |
Red Flags
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