Deborah L. Matz

DESIGN LIFE'S JOURNEY

Appleton, WI 54911

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CRD#: 2998188

Professional summary

Deborah Louise Matz, who also goes by Deborah Louise Jones, Deborah L Jones, Deborah L Matz, is a registered financial advisor currently at DESIGN LIFE'S JOURNEY, LLC located in Appleton, Wisconsin.

Deborah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Deborah has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Deborah Louise Jones | Deborah L Jones | Deborah L Matz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DLJ Tax Services LLC; investment related: Yes; 300 Colonial Center Parkway, Ste 100, Roswell, GA 30076; Tax preparation services and tax planning services which may impact the type of account a client may choose to invest in.; Founder; Managing the business, marketing, client communications and contact, tax preparation; 2019-02-11; Hours devoted to business during trading hours: 10; Hours devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 10. Franklin Properties LLC; investment related: No; 500 W. FRANKLIN ST., SUITE E, APPLETON, WI 54911; Franklin Properties owns an office building which we rent from and the organization also has other tenants.; Founder; Run and maintain the office building, collect rents, market the building, etc.; 2019-01-05; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 5. DLJ Insurance Services; investment related: Yes; 500 W Franklin Street, Suite E, Appleton, WI 54911; Life and health insurance sales including annuities and disability.; Representative; Sell insurance to clients who have risks that are not being met adequately.; 2019-02-11; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 2.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Louise Matz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2019 - Present

DESIGN LIFE'S JOURNEY, LLC

Office #1: 500 W Franklin Street, Suite E, Appleton, WI 54911

RIA

CRD#: 304112

Appleton, WI

Past

November 8, 2016 - January 18, 2019

SSN ADVISORY, INC.

RIA

CRD#: 126090

BROOKFIELD, WI

Past

November 8, 2016 - January 18, 2019

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

BROOKFIELD, WI

Past

June 20, 2014 - February 3, 2016

OSAIC SERVICES, INC.

RIA

CRD#: 133763

APPLETON, WI

Past

May 28, 2014 - February 3, 2016

OSAIC SERVICES, INC.

CRD#: 133763

APPLETON, WI

Past

November 26, 2013 - April 17, 2014

PRINCIPAL SECURITIES, INC.

CRD#: 1137

APPLETON, WI

Past

September 5, 2000 - May 16, 2003

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

March 5, 1998 - September 12, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/28/2019)

IAR

Wisconsin
(5/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/3/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/25/2013

General Securities Representative Examination

Current Firm

DESIGN LIFE'S JOURNEY, LLC

DEBORAH L MATZ | DLJ WEALTH SERVICES LLC | DLJ WEALTH SERVICES | DLJ WEALTH & TAX SERVICES | DESIGN LIFE'S JOURNEY, LLC

CRD#: 304112 / SEC#:

Georgia

Registered Investment Advisory firm - (5/28/2019 Approved)

Wisconsin

Registered Investment Advisory firm - (5/17/2019 Approved)

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Contact information

Main Address

Dawsonville, GA

Mailing Address

Phone number

(678) 491-9744

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 3,021,550

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Deborah L. Matz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Louise Matz's CRS (Customer Relationship Summary).

Certified licenses

Experience

DESIGN LIFE'S JOURNEY, LLC

SSN ADVISORY, INC.

SECURITIES SERVICE NETWORK, LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

PRINCIPAL SECURITIES, INC.

RBC CAPITAL MARKETS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 12/3/2013

SIE

Date: 10/1/2018

Series 7

Date: 11/25/2013

Current Firm

DESIGN LIFE'S JOURNEY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DESIGN LIFE'S JOURNEY, LLC

TRUST BUT VERIFY

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