Bryan C. Tennant

HARRIS | OAKMARK

Chicago, IL 60606

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CRD#: 2998094

Professional summary

Bryan Charles Tennant, who also goes by Bryan Tennant, is a registered financial advisor currently at HARRIS | OAKMARK located in Chicago, Illinois and HARRIS ASSOCIATES SECURITIES L.P. located in Chicago, Illinois.

Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Bryan has worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bryan Tennant

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. TENNANT IS THE OWNER OF A RENTAL PROPERTY LOCATED IN WHEATON, ILLINOIS. MR. TENNANT BEGAN THIS NON-INVESTMENT RELATED ACTIVITY OCTOBER 10, 2017 AND SPENDS 10 HOURS PER MONTH AS THE LANDLORD, ZERO DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Charles Tennant's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2025 - Present

HARRIS | OAKMARK

Office #1: 111 S. Wacker Drive Suite 4600, Chicago, IL 60606

RIA

CRD#: 106960

Chicago, IL

Current

January 28, 2025 - Present

HARRIS ASSOCIATES SECURITIES L.P.

Office #1: 111 S. Wacker Drive Suite 4600, Chicago, IL 60606

CRD#: 6959

Chicago, IL

Past

August 5, 2022 - June 5, 2024

ASTOR INVESTMENT MANAGEMENT LLC

RIA

CRD#: 169679

CHICAGO, IL

Past

August 5, 2022 - May 13, 2024

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

March 12, 2019 - July 18, 2022

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Chicago, IL

Past

February 19, 2019 - July 15, 2022

AVIVA INVESTORS AMERICAS

RIA

CRD#: 163989

CHICAGO, IL

Past

April 17, 2018 - February 8, 2019

FIRST TRUST ADVISORS LP

RIA

CRD#: 107027

WHEATON, IL

Past

April 17, 2018 - February 8, 2019

FIRST TRUST PORTFOLIOS L.P.

CRD#: 28519

WHEATON, IL

Past

October 18, 2011 - January 30, 2018

NUVEEN ASSET MANAGEMENT, LLC

RIA

CRD#: 155584

CHICAGO, IL

Past

October 18, 2011 - January 30, 2018

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

September 17, 2010 - October 14, 2011

CALAMOS WEALTH MANAGEMENT LLC

RIA

CRD#: 143490

NAPERVILLE, IL

Past

September 15, 2010 - October 14, 2011

CALAMOS FINANCIAL SERVICES LLC

CRD#: 19850

NAPERVILLE, IL

Past

March 31, 2010 - August 9, 2010

MILLINGTON SECURITIES, INC.

CRD#: 147298

NAPERVILLE, IL

Past

March 14, 2007 - December 16, 2008

WEXTRUST SECURITIES LLC

CRD#: 137559

CHICAGO, IL

Past

May 18, 2006 - October 30, 2006

NATIONAL PLANNING CORPORATION

CRD#: 29604

NAPERVILE, IL

Past

July 4, 2005 - November 22, 2005

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

December 20, 2002 - June 30, 2003

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

CHICAGO, IL

Past

December 20, 2002 - June 30, 2003

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

November 12, 2002 - January 6, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHICAGO, IL

Past

July 12, 1999 - January 6, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

August 6, 1998 - December 2, 1998

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARRIS | OAKMARK

HARRIS ASSOCIATES LP | HARRIS | OAKMARK

CRD#: 106960 / SEC#: 801-50333

RIA

Registered Investment Advisory firm - (9/29/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(1/28/2025)

IAR

Illinois
(10/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/19/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/20/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/5/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/14/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HARRIS | OAKMARK

HARRIS ASSOCIATES LP | HARRIS | OAKMARK

CRD#: 106960 / SEC#: 801-50333

RIA

Registered Investment Advisory firm - (9/29/1995 Approved)

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Contact information

Main Address

111 S. Wacker Drive Suite 4600, Chicago, IL 60606

Mailing Address

Phone number

(312) 646-3600

Established

Firm type

Fiscal year end

# of Employees

217

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE 2025 (7/14/2025)

Regulatory assets under management

Total Number of Accounts	2,354
AUM (Assets Under Management)	$ 93,783,781,680

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan C. Tennant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Charles Tennant's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARRIS ASSOCIATES SECURITIES L.P.

ASTOR INVESTMENT MANAGEMENT LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

FORESIDE FUND SERVICES, LLC

AVIVA INVESTORS AMERICAS

FIRST TRUST ADVISORS LP

FIRST TRUST PORTFOLIOS L.P.

NUVEEN ASSET MANAGEMENT, LLC

NUVEEN SECURITIES, LLC

CALAMOS WEALTH MANAGEMENT LLC

CALAMOS FINANCIAL SERVICES LLC

MILLINGTON SECURITIES, INC.

WEXTRUST SECURITIES LLC

NATIONAL PLANNING CORPORATION

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

GRUNTAL & CO., L.L.C.

Primary Firm SEC Registration

HARRIS | OAKMARK

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/1999

Series 63

Date: 8/19/1998

SIE

Date: 10/1/2018

Series 3

Date: 11/20/2012

Series 7

Date: 8/5/1998

Series 24

Date: 8/14/2008

FINRA

Current Firm

HARRIS | OAKMARK

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARRIS | OAKMARK

TRUST BUT VERIFY

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