Maria A. Arnold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Alejandra Arnold, who also goes by Maria Alejandra Pope, Maria Alejandra Quintero, was a registered financial professional .
Maria is a previously registered financial professional and started their career in finance in 1998. Maria had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2013 - April 6, 2015
BB&T SECURITIES, LLC
October 14, 2013 - April 6, 2015
BB&T SECURITIES, LLC
September 14, 2010 - September 16, 2013
TRUIST INVESTMENT SERVICES, INC.
September 14, 2010 - September 16, 2013
TRUIST INVESTMENT SERVICES, INC.
January 28, 2009 - August 19, 2010
BB&T INVESTMENT SERVICES, INC.
January 26, 2009 - August 19, 2010
BB&T INVESTMENT SERVICES, INC.
March 4, 2004 - December 31, 2008
BB&T INVESTMENT SERVICES, INC.
September 6, 2002 - March 4, 2004
BB&T ASSET MANAGEMENT, INC.
August 15, 2002 - December 31, 2008
BB&T INVESTMENT SERVICES, INC.
November 10, 1999 - September 13, 2001
IDS LIFE INSURANCE COMPANY
November 10, 1999 - September 13, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
April 21, 1998 - February 8, 1999
IDS LIFE INSURANCE COMPANY
April 21, 1998 - February 8, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
