David A. Ralicki

RALICKI WEALTH MANAGEMENT & TRUST SERVICES

STUART, FL 34997

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CRD#: 2997949

Professional summary

David Arthur Ralicki, who also goes by David Ralicki, is a registered financial advisor currently at RALICKI WEALTH MANAGEMENT & TRUST SERVICES located in Stuart, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Ralicki

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Arthur Ralicki's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2006 - Present

RALICKI WEALTH MANAGEMENT & TRUST SERVICES

Office #1: 1235 Se Indian Street Suite 102, Stuart, FL 34997

RIA

CRD#: 141192

STUART, FL

Past

June 23, 2006 - August 28, 2006

RCH WEALTH MANAGEMENT, LLC

RIA

CRD#: 127342

WEST PALM BEACH, FL

Past

February 13, 2001 - December 31, 2005

RCH WEALTH MANAGEMENT, LLC

RIA

CRD#: 127342

WSET PALM BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RALICKI WEALTH MANAGEMENT & TRUST SERVICES

RALICKI & COMPANY, CPA'S | RALICKI WEALTH MANAGEMENT & TRUST SERVICES | RALICKI & COMPANY, P.A.

CRD#: 141192 / SEC#: 801-124724

RIA

Registered Investment Advisory firm - (4/25/2022 Approved)

Florida

Registered Investment Advisory firm - (5/4/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/25/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/1998

Uniform Investment Adviser Law Examination

Current Firm

RALICKI WEALTH MANAGEMENT & TRUST SERVICES

RALICKI & COMPANY, CPA'S | RALICKI WEALTH MANAGEMENT & TRUST SERVICES | RALICKI & COMPANY, P.A.

CRD#: 141192 / SEC#: 801-124724

RIA

Registered Investment Advisory firm - (4/25/2022 Approved)

Florida

Registered Investment Advisory firm - (5/4/2022 Terminated)

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Contact information

Main Address

1235 Se Indian Street Suite 102, Stuart, FL 34997

Mailing Address

Phone number

(772) 221-4508

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 A (3/6/2025)

Regulatory assets under management

Total Number of Accounts	260
AUM (Assets Under Management)	$ 111,633,329

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/26/2024	Cover Page	Report
09/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Ralicki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Arthur Ralicki's CRS (Customer Relationship Summary).

Certified licenses

Experience

RALICKI WEALTH MANAGEMENT & TRUST SERVICES

RCH WEALTH MANAGEMENT, LLC

RCH WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

RALICKI WEALTH MANAGEMENT & TRUST SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/1998

Current Firm

RALICKI WEALTH MANAGEMENT & TRUST SERVICES

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RALICKI WEALTH MANAGEMENT & TRUST SERVICES

TRUST BUT VERIFY

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