James M. Hudson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Milton Hudson, who also goes by James M Hudson, James Hudson, James Milton Huson, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1998. James had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2009 - September 1, 2015
BB&T INVESTMENT SERVICES, INC.
August 6, 2009 - September 1, 2015
BB&T INVESTMENT SERVICES, INC.
March 11, 2008 - July 27, 2009
CHASE INVESTMENT SERVICES CORP.
March 10, 2008 - July 27, 2009
CHASE INVESTMENT SERVICES CORP.
August 18, 2005 - November 30, 2007
NATCITY INVESTMENTS, INC.
August 18, 2005 - November 30, 2007
NATCITY INVESTMENTS, INC.
March 3, 2005 - August 11, 2005
FIFTH THIRD SECURITIES, INC.
May 28, 2002 - August 11, 2005
FIFTH THIRD SECURITIES, INC.
October 7, 1999 - May 2, 2002
PNC BROKERAGE CORP
February 20, 1998 - September 23, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T INVESTMENT SERVICES, INC.
CRD#: 33856 / SEC#: 801-106629, 8-46134
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANCH BANKING AND TRUST COMPANY | SHAREHOLDER | |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT | 2723431 |
| EARNHARDT, DARREN LEE | CHIEF OPERATING OFFICER | 2356117 |
| EVANS, RICHARD TABB III | DIRECTOR OF SALES/DIRECTOR | 1643552 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER | 1664935 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
