Harold D. Curry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold David Curry, who also goes by Hal Curry, was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1998. Harold had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2012 - May 10, 2017
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
August 21, 2012 - May 10, 2017
CAPITAL GUARDIAN, LLC
October 10, 2006 - August 28, 2012
WOODBURY FINANCIAL SERVICES, INC.
August 1, 2006 - August 28, 2012
WOODBURY FINANCIAL SERVICES, INC.
August 20, 2001 - November 22, 2004
EQUITY SERVICES, INC.
June 13, 2001 - August 10, 2006
EQUITY SERVICES, INC.
March 5, 1998 - May 4, 2001
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
CRD#: 131631 / SEC#: 801-63969
Contact information
Red Flags
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