Michael B. Tuohy
Professional summary
Michael Brian Tuohy, who also goes by Michael Brian Tuohy, Michael Tuohy, is a registered financial professional currently at ETC BROKERAGE SERVICES, LLC located in Dallas, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 4 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 3, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Brian Tuohy's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2024 - Present
ETC BROKERAGE SERVICES, LLC
Office #1: Three Lincoln Centre 5430 Lbj Freeway, Suite 320, Dallas, TX 75240July 1, 2010 - March 30, 2020
NATIONAL FINANCIAL SERVICES LLC
July 1, 2003 - November 17, 2005
WELLS FARGO SECURITIES, LLC
May 23, 2002 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/13/2024
General Securities Representative ExaminationFINRA
Current Firm
ETC BROKERAGE SERVICES, LLC
CRD#: 145276 / SEC#: , 8-67719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ETC BROKERAGE SERVICES, LLC
CRD#: 145276Dallas, TX 75240TRUST BUT VERIFY
Monitor Michael Tuohy
Get automatic monthly alerts on:
