Jollene J. Austin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jollene Jill Austin, who also goes by Jollene J Austin, Jollene Austin, Jollene Jill Flemmer, was a registered financial professional .
Jollene is a previously registered financial professional and started their career in finance in 1998. Jollene had worked at 15 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2017 - May 29, 2018
WYNSTON HILL CAPITAL, LLC
May 26, 2017 - May 31, 2017
SW FINANCIAL
October 29, 2016 - August 29, 2017
REVERE SECURITIES LLC
March 25, 2016 - November 1, 2016
ROTHSCHILD LIEBERMAN LLC
February 2, 2015 - April 5, 2016
NEWPORT COAST SECURITIES, INC.
February 2, 2015 - April 5, 2016
NEWPORT COAST SECURITIES, INC.
June 27, 2013 - January 15, 2015
SECURITIES AMERICA ADVISORS, INC.
June 27, 2013 - January 15, 2015
SECURITIES AMERICA, INC.
June 18, 2013 - June 25, 2013
COMMONWEALTH FINANCIAL NETWORK
June 18, 2013 - June 25, 2013
COMMONWEALTH FINANCIAL NETWORK
July 5, 2011 - June 24, 2013
LPL FINANCIAL LLC
July 5, 2011 - June 24, 2013
LPL FINANCIAL LLC
August 3, 2007 - July 8, 2011
EDWARD JONES
January 2, 2003 - July 8, 2011
EDWARD JONES
August 20, 2002 - December 20, 2002
UBS FINANCIAL SERVICES INC.
April 17, 2002 - August 16, 2002
CITIGROUP GLOBAL MARKETS INC.
September 18, 1998 - February 8, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 20, 1998 - October 13, 1998
IDS LIFE INSURANCE COMPANY
August 20, 1998 - October 13, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WYNSTON HILL CAPITAL, LLC
CRD#: 103811 / SEC#: , 8-52299
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
