Thomas S. Hall
Professional summary
Thomas Stuart Hall, who also goes by Thomas Hall, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1999. Thomas has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Stuart Hall's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003August 10, 2017 - May 3, 2024
CAPITAL DYNAMICS BROKER DEALER LLC
May 11, 2004 - January 17, 2017
CREDIT SUISSE SECURITIES (USA) LLC
July 31, 2000 - May 3, 2004
TD SECURITIES (USA) LLC
February 17, 1999 - May 10, 1999
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2025)
(3/20/2025)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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