NS
Nathan D. Sealey
KESTRA ADVISORY SERVICES
CLARKSTON, MI 48346
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CRD#: 2997307
NS
Professional summary
Nathan Donald Sealey, ChFC®, CLU® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Clarkston, Michigan and KESTRA INVESTMENT SERVICES, LLC located in Clarkston, Michigan.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Nathan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Brass Ring Wealth Management, Inc. Investment Related: Yes Address: 7300 Dixie Hwy Ste. 800 Clarkston MI 48346 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 1/1/2000 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Investment advisory services and securities and Insurance Sales and Service Business Name: Elga Wealth Management Investment Related: Yes Address: 8415 Davison Rd. Davison MI 48423 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Partner Start Date: 1/1/2002 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Investment advisory services and securities and Insurance Sales and Service Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: NDS Financial Services Investment Related: No Address: 7300 Dixie Hwy Ste. 800 Clarkston MI 48346 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 12/1/1998 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Insurance Sales and Service
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Donald Sealey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 21, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 7300 Dixie Hwy Suite 800, Clarkston, MI 48346Office #2: 799 Harrison St, Lapeer, MI 48446Office #3: 1390 N Leroy St, Fenton, MI 48430Office #4: 5072 Corunna Rd, Flint, MI 48532Office #5: 7026 W Vienna Rd, Clio, MI 48420Office #6: 2305 S Center Rd, Burton, MI 48519Office #7: 8415 Davison Rd, Davison, MI 48423RIA
CRD#: 283330
CLARKSTON, MI
Current
October 17, 2014 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 7300 Dixie Hwy Suite 800, Clarkston, MI 48346Office #2: 7026 W Vienna Rd, Clio, MI 48420Office #3: 8415 Davison Rd, Davison, MI 48423Office #4: 6019 Grande Point Blvd, Grand Blanc, MI 48439BD
CRD#: 42046
Clarkston, MI
Past
October 20, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
BURTON, MI
Past
April 9, 2010 - October 29, 2014
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
DAVISON, MI
Past
September 30, 2004 - October 29, 2014
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
DAVISON, MI
Past
July 30, 2002 - October 1, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
February 2, 1998 - July 18, 2002
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
January 28, 1998 - February 10, 1998
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/17/2014)
RR
Arizona(10/17/2014)
RR
Arkansas(3/4/2024)
RR
California(10/17/2014)
RR
Colorado(2/1/2024)
RR
Florida(10/17/2014)
RR
Georgia(12/7/2023)
RR
Illinois(4/10/2015)
RR
Indiana(3/19/2024)
RR
Iowa(12/1/2023)
RR
Kentucky(2/20/2024)
RR
Louisiana(2/26/2024)
RR
Maine(12/13/2023)
RR
Massachusetts(1/5/2024)
RR
Michigan(10/17/2014)
IAR
Michigan(4/21/2016)
RR
Minnesota(1/5/2024)
RR
Nebraska(1/4/2024)
RR
Nevada(7/20/2021)
RR
New Jersey(1/5/2024)
RR
New York(10/17/2014)
RR
North Carolina(10/25/2018)
RR
Ohio(8/5/2020)
RR
Oklahoma(1/22/2024)
RR
Oregon(10/17/2014)
RR
Pennsylvania(12/22/2022)
RR
South Carolina(10/17/2014)
RR
Tennessee(11/3/2020)
RR
Texas(10/17/2014)
IAR
Texas(7/27/2023)
RR
Utah(3/12/2024)
RR
Vermont(12/15/2023)
RR
West Virginia(11/20/2023)
RR
Wisconsin(12/7/2023)
RR
Wyoming(2/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
