Matthew E. Eckstein
Professional summary
Matthew Evan Eckstein was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Matthew had worked at 2 firms, which includes SISK INVESTMENT SERVICES INC., GOULD AMBROSON & ASSOCIATES LTD..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2015 - June 22, 2018
SISK INVESTMENT SERVICES, INC.
February 12, 1998 - September 16, 2015
GOULD, AMBROSON & ASSOCIATES LTD.
State Registrations and Notice Filings
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Exams
Current Firm
SISK INVESTMENT SERVICES, INC.
CRD#: 19406 / SEC#: , 8-37426
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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