Barry I. Hertzberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Ira Hertzberg, who also goes by Barry Hertzberg, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 2004. Barry had worked at 5 firms and has passed the Series 65 exam.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2024 - July 16, 2026
MOLLER WEALTH PARTNERS
June 1, 2016 - September 30, 2024
SUSSEX FINANCIAL GROUP, INC.
January 14, 2015 - August 1, 2016
SPRINGSIDE PARTNERS LLC
February 18, 2005 - December 4, 2015
SLSF INVESTMENT SERVICES, L.L.C.
May 5, 2004 - February 17, 2005
FGMK, LLC
Primary Firm SEC Registration
MOLLER WEALTH PARTNERS
CRD#: 110493 / SEC#: 801-40822
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
MOLLER WEALTH PARTNERS
CRD#: 110493 / SEC#: 801-40822
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,353 |
| AUM (Assets Under Management) | $ 755,948,780 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/15/2025 | ||
| 01/27/2025 | ||
| 10/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
