Thomas E. Bischof
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Eugene Bischof, who also goes by Thomas Bischof, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1998. Thomas had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2015 - June 20, 2019
PRE-IPO STREET INC.
November 17, 2000 - January 28, 2013
LPL FINANCIAL LLC
October 31, 2000 - January 28, 2013
LPL FINANCIAL LLC
October 5, 1999 - June 20, 2019
BAGBY WEALTH MANAGEMENT
December 10, 1998 - October 31, 2000
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 5, 1998 - December 15, 1998
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRE-IPO STREET INC.
CRD#: 173426 / SEC#: , 8-69539
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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