Marshall S. Burroughs
RMR WEALTH BUILDERS
Montclair, NJ 07042
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CRD#: 2996913
Professional summary
Marshall Stephen Burroughs, CFP® is a registered financial advisor currently at RMR WEALTH BUILDERS, INC. located in Montclair, New Jersey.
Marshall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Marshall has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Vacation/Rental Property; Investment Related: No; Address: 20 South Adams Avenue, #2, Margate City, NJ 08402; Nature of Business: Vacation Home/Rental Property; Position: Owner of the property; Title/Relationship: Owner of the property; Start Date: 2016; Hours per month: 2; Hours during trading hours: 0; Duties: Rental Agreement, Leases, Maintenance. 2) Individual Insurance Agent; Investment Related: No; Address: 28 Ridgewood Terrace, Maplewood, NJ 07040; Nature of Business: Independent Insurance Agent; Position: Insurance Agent; Title: Insurance Agent; Start Date: 8/23/2023; Hours per month: 4; Hours during trading hours: 5%; Duties: Life/Health and Disability Insurance/Fixed Annuities. 3) Burroughs Financial Planning, LLC; Investment Related; Address: 28 Ridgewood Terrace, Maplewood, NJ 07040; Nature of Business: Financial Planning & Investment Management. Not a DBA Company; Position: President; Title: President; Start Date: 8/1/2024; Hours per month: 40; Hours during trading hours: 100%; Duties: Financial Planning, Investment Management, Insurance Sales.
CRS (Client Relationship Summary) - RIA
Click below to view Marshall Stephen Burroughs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
February 21, 2024 - Present
RMR WEALTH BUILDERS, INC.
Office #1: 111 Grove Street Suite 203, Montclair, NJ 07042RIA
CRD#: 169005
Montclair, NJ
Past
July 14, 2021 - February 21, 2024
M&R CAPITAL MANAGEMENT INC
RIA
CRD#: 110472
SUMMIT, NJ
Past
September 26, 2000 - September 5, 2019
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RMR WEALTH BUILDERS, INC.
RMR WEALTH BUILDERS, INC | RUSSO JR, JOSEPH JAMES | RMR WEALTH BUILDERS, INC.
CRD#: 169005 / SEC#: 801-80404
RIA
Registered Investment Advisory firm - (10/14/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(2/27/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/26/2005
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Current Firm
RW
RMR WEALTH BUILDERS, INC.
RMR WEALTH BUILDERS, INC | RUSSO JR, JOSEPH JAMES | RMR WEALTH BUILDERS, INC.
CRD#: 169005 / SEC#: 801-80404
RIA
Registered Investment Advisory firm - (10/14/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
111 Grove Street Suite 203, Montclair, NJ 07042
Mailing Address
Phone number
(201) 836-2460
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,428 |
| AUM (Assets Under Management) | $ 2,199,565,329 |
Red Flags
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