JH
Jody D. Howard
GOLDEN STATE EQUITY PARTNERS
Greenville, SC 29615
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CRD#: 2996883
JH
Professional summary
Jody Daniel Howard, who also goes by Jody D Howard, is a registered financial advisor currently at GOLDEN STATE EQUITY PARTNERS, LLC located in Greenville, South Carolina and SANDERS MORRIS LLC located in Greenville, South Carolina.
Jody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jody has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jody D Howard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jody Daniel Howard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2026 - Present
GOLDEN STATE EQUITY PARTNERS, LLC
Office #1: 770 Pelham Rd, Greenville, SC 29615RIA
CRD#: 322879
Greenville, SC
Current
September 4, 2020 - Present
SANDERS MORRIS LLC
Office #1: 770 Pelham Road, Greenville, SC 29615RIA
BD
CRD#: 20580
GREENVILLE, SC
Past
July 30, 2021 - January 5, 2026
ORG PARTNERS
RIA
CRD#: 312728
Greenville, SC
Past
August 28, 2020 - July 30, 2021
WEALTHSHIELD PARTNERS, LLC
RIA
CRD#: 169584
Greenville, SC
Past
October 29, 2009 - September 2, 2020
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
GREENVILLE, SC
Past
October 29, 2009 - September 2, 2020
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
GREENVILLE, SC
Past
March 31, 2006 - November 2, 2009
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
GREENVILLE, SC
Past
February 18, 1998 - November 2, 2009
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
GREENVILLE, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GOLDEN STATE EQUITY PARTNERS, LLC
ARENZANO CAPITAL | YOUNG GLOBAL WEALTH STRATEGIES, INC | VECTOR3 WEALTH MANAGEMENT | TRI-VALLEY WEALTH MANAGEMENT | TANGENT RETIREMENT | SCHNEIDER WEALTH MANAGEMENT | ORGAN PEAK FINANCIAL GROUP | MORNING STAR WEALTH MANAGEMENT | MARSHALL WEALTH ADVISORS | LONGEVITY WEALTH | LEGACY WEALTH MANAGEMENT | HIDDEN PEAK INVESTMENTS | HEART MOUNTAIN WEALTH MANAGEMENT | GOLDEN STATE EQUITY PARTNERS, LLC | ENRIQUEZ FINANCIAL GROUP | DESERT CITIES WEALTH MANAGEMENT | BAOBAB WEALTH MANAGEMENT | BAOBAB WEALTH ABROAD | AVELLA PRIVATE WEALTH | ASCENTIS INDEPENDENT ADVISORS | ARISE WEALTH MANAGEMENT | ARIMATHEA
CRD#: 322879 / SEC#: 801-126441
RIA
Registered Investment Advisory firm - (8/25/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(4/18/2022)
RR
Florida(9/4/2020)
RR
Georgia(9/4/2020)
RR
Hawaii(9/4/2020)
RR
North Carolina(9/4/2020)
RR
Ohio(9/4/2020)
RR
South Carolina(9/4/2020)
IAR
South Carolina(1/8/2026)
RR
Utah(5/4/2021)
RR
Wisconsin(9/4/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GOLDEN STATE EQUITY PARTNERS, LLC
ARENZANO CAPITAL | YOUNG GLOBAL WEALTH STRATEGIES, INC | VECTOR3 WEALTH MANAGEMENT | TRI-VALLEY WEALTH MANAGEMENT | TANGENT RETIREMENT | SCHNEIDER WEALTH MANAGEMENT | ORGAN PEAK FINANCIAL GROUP | MORNING STAR WEALTH MANAGEMENT | MARSHALL WEALTH ADVISORS | LONGEVITY WEALTH | LEGACY WEALTH MANAGEMENT | HIDDEN PEAK INVESTMENTS | HEART MOUNTAIN WEALTH MANAGEMENT | GOLDEN STATE EQUITY PARTNERS, LLC | ENRIQUEZ FINANCIAL GROUP | DESERT CITIES WEALTH MANAGEMENT | BAOBAB WEALTH MANAGEMENT | BAOBAB WEALTH ABROAD | AVELLA PRIVATE WEALTH | ASCENTIS INDEPENDENT ADVISORS | ARISE WEALTH MANAGEMENT | ARIMATHEA
CRD#: 322879 / SEC#: 801-126441
RIA
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Contact information
Main Address
201 E. Sandpointe Ave Suite 460, South Coast Metro, CA 92707
Mailing Address
Phone number
(866) 273-1563
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,604 |
| AUM (Assets Under Management) | $ 880,384,165 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GOLDEN STATE EQUITY PARTNERS, LLC
CRD#: 322879Greenville, SC 29615TRUST BUT VERIFY
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