Maria Llerena
Professional summary
Maria Llerena, who also goes by Maria Caroline Casey, Maria Caroline Llerena, is a registered financial professional currently at DSIL INVESTMENT SERVICES LLC located in New York, New York.
Maria is registered as a RR (Registered Representative) and started their career in finance in 1999. Maria has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maria Llerena's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2024 - Present
DSIL INVESTMENT SERVICES LLC
Office #1: 180 Maiden Lane Suite 1302, New York, NY 10038-4925April 2, 2003 - July 2, 2024
NEUBERGER BERMAN BD LLC
February 19, 1999 - July 2, 2024
NEUBERGER BERMAN BD LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2024)
(9/12/2024)
(9/12/2024)
(9/12/2024)
Exams
FINRA
Current Firm
DSIL INVESTMENT SERVICES LLC
CRD#: 30149 / SEC#: , 8-44763
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOMINI IMPACT INVESTMENTS LLC | PARENT (100%) | 109505 |
| LAIBLE, CAROLE MAYER | MANAGER, PRESIDENT, CEO, CFO, TREASURER, PRINCIPAL FINANCIAL OFFICER, SECRETARY, REGISTERED PRINCIPAL | 2572095 |
| TALLINI, MAURIZIO | CHIEF COMPLIANCE OFFICER, PRINCIPAL OPERATING OFFICER, CHIEF INFORMATION SECURITY OFFICER, REGISTERED PRINCIPAL | 4963915 |
Red Flags
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