Kamlesh Gupta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kamlesh Gupta was a registered financial professional .
Kamlesh is a previously registered financial professional and started their career in finance in 1998. Kamlesh had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2010 - December 31, 2012
SILICON VALLEY SECURITIES, INC.
February 1, 2010 - December 31, 2012
SILICON VALLEY SECURITIES, INC.
June 15, 2004 - February 11, 2008
CITIGROUP GLOBAL MARKETS INC.
June 15, 2004 - February 11, 2008
CITIGROUP GLOBAL MARKETS INC.
March 29, 2001 - June 4, 2004
A. G. EDWARDS & SONS, INC.
February 25, 1998 - June 4, 2004
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SILICON VALLEY SECURITIES, INC.
CRD#: 23696 / SEC#: , 8-40657
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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