David C. Pursell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Claude Pursell, who also goes by David C Pursell, David Claude Pursell Mr., was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1998. David had worked at 6 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2016 - April 20, 2017
IFAM CAPITAL
January 30, 2012 - June 17, 2015
STADION MONEY MANAGEMENT, LLC
March 25, 2009 - February 2, 2012
WELLS FARGO CLEARING SERVICES, LLC
March 23, 2009 - February 2, 2012
WELLS FARGO CLEARING SERVICES, LLC
October 2, 2006 - March 26, 2009
MORGAN STANLEY & CO. LLC
October 2, 2006 - March 26, 2009
MORGAN STANLEY & CO. LLC
September 24, 2004 - October 3, 2006
MORGAN STANLEY DW INC.
September 24, 2004 - October 3, 2006
MORGAN STANLEY DW INC.
January 7, 1999 - September 27, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 12, 1998 - September 27, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IFAM CAPITAL
CRD#: 175084 / SEC#: 801-81076
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 821 |
| AUM (Assets Under Management) | $ 1,705,072,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/18/2024 | ||
| 12/21/2023 | ||
| 12/12/2022 | ||
| 11/29/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
