Mary Jo Lyons

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CRD#: 2996229

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mary Jo Lyons, who also goes by Maryjo Hess, Maryjo Lyons, was a registered financial professional .

Mary Jo is a previously registered financial professional and started their career in finance in 1998. Mary Jo had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Maryjo Hess | Maryjo Lyons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 12, 2017 - January 22, 2021

CHRISTIAN FINANCIAL ADVISORS

RIA

CRD#: 165811

Rockport, TX

Past

October 18, 2013 - October 19, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HOUSTON, TX

Past

October 18, 2013 - October 19, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HOUSTON, TX

Past

January 7, 2011 - May 1, 2013

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

MOORESVILLE, NC

Past

January 3, 2011 - May 1, 2013

FSC SECURITIES CORPORATION

CRD#: 7461

MOORESVILLE, NC

Past

March 31, 2006 - May 14, 2010

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

CHARLOTTE, NC

Past

December 16, 2004 - March 28, 2006

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

CHARLOTTE, NC

Past

December 16, 2004 - May 14, 2010

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

CHARLOTTE, NC

Past

February 3, 2003 - October 25, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ENGLEWOOD, CO

Past

May 26, 1998 - October 25, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHRISTIAN FINANCIAL ADVISORS

CRD#: 165811 / SEC#: 801-120305

RIA

Registered Investment Advisory firm - (2/10/2021 Approved)

California

Registered Investment Advisory firm - (3/13/2021 Terminated)

Colorado

Registered Investment Advisory firm - (2/26/2021 Terminated)

Maryland

Registered Investment Advisory firm - (5/1/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/11/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/30/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/22/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/21/2008

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 4/12/2002

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 3/6/2002

General Securities Sales Supervisor - General Module Examination

Current Firm

CHRISTIAN FINANCIAL ADVISORS

CRD#: 165811 / SEC#: 801-120305

RIA

Registered Investment Advisory firm - (2/10/2021 Approved)

California

Registered Investment Advisory firm - (3/13/2021 Terminated)

Colorado

Registered Investment Advisory firm - (2/26/2021 Terminated)

Maryland

Registered Investment Advisory firm - (5/1/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/11/2021 Terminated)

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Contact information

Main Address

130 River Chase Way Suite B, New Braunfels, TX 78132

Mailing Address

Phone number

(830) 609-6986

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	901
AUM (Assets Under Management)	$ 187,693,592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mary Jo Lyons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

CHRISTIAN FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/30/2003

Series 63

Date: 6/22/1998

SIE

Date: 10/19/2016

Series 7

Date: 5/22/1998

Series 24

Date: 1/21/2008

Series 9

Date: 4/12/2002

Series 10

Date: 3/6/2002

Current Firm

CHRISTIAN FINANCIAL ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHRISTIAN FINANCIAL ADVISORS

TRUST BUT VERIFY

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