Margaret A. Wickland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Anne Wickland, who also goes by M Anne Sutton, Margaret Anne Sutton, Anne S. Wickland, Anne Wickland, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1998. Margaret had worked at 4 firms and has passed the Series 65, Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2021 - August 21, 2023
EASTERLY INVESTMENT PARTNERS LLC
January 15, 2007 - July 26, 2021
SNOW CAPITAL MANAGEMENT, L.P.
June 19, 2002 - November 8, 2006
PRUDENTIAL EQUITY GROUP, LLC
March 18, 1998 - July 22, 1999
CREDIT SUISSE SECURITIES (USA) LLC
Primary Firm SEC Registration
EASTERLY INVESTMENT PARTNERS LLC
CRD#: 299607 / SEC#: 801-114563
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EASTERLY INVESTMENT PARTNERS LLC
CRD#: 299607 / SEC#: 801-114563
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 274 |
| AUM (Assets Under Management) | $ 3,054,234,330 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/06/2025 | ||
| 02/23/2024 | ||
| 03/08/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
