Jason H. Freeman

J. FREEMAN & ASSOCIATES

GREENVILLE, SC 29615

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CRD#: 2995587

Professional summary

Jason Harris Freeman, ChFC® is a registered financial advisor currently at J. FREEMAN & ASSOCIATES located in Greenville, South Carolina and DFPG INVESTMENTS, LLC located in Greenville, South Carolina.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jason has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Harris Freeman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

June 8, 2009 - Present

J. FREEMAN & ASSOCIATES

Office #1: 8 Pelham Road, Greenville, SC 29615

RIA

CRD#: 144039

GREENVILLE, SC

Current

May 16, 2019 - Present

DFPG INVESTMENTS, LLC

Office #1: 8 Pelham Rd, Greenville, SC 29615

CRD#: 155576

Greenville, SC

Past

March 1, 2019 - May 17, 2019

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 144426

GREENVILLE, SC

Past

March 4, 2016 - May 17, 2019

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

GREENVILLE, SC

Past

February 21, 2006 - May 13, 2009

TRIAD ADVISORS LLC

RIA

CRD#: 25803

GREENVILLE, SC

Past

January 3, 2005 - May 10, 2016

TRIAD ADVISORS LLC

CRD#: 25803

GREENVILLE, SC

Past

September 1, 1998 - January 3, 2005

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

January 16, 1998 - August 7, 1998

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(5/16/2019)

Florida
(5/16/2019)

Georgia
(5/16/2019)

Indiana
(5/21/2025)

Iowa
(5/23/2019)

New Hampshire
(4/20/2026)

New York
(5/16/2019)

North Carolina
(5/16/2019)

Ohio
(5/16/2019)

IAR

South Carolina
(6/8/2009)

South Carolina
(5/16/2019)

Tennessee
(8/29/2023)

Texas
(5/21/2019)

IAR

Texas
(11/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/3/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/10/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/15/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

J. FREEMAN & ASSOCIATES

J. FREEMAN & ASSOCIATES | JFA ADVISORS, LLC

CRD#: 144039 / SEC#: 801-135397

South Carolina

Registered Investment Advisory firm - (6/2/2009 Approved)

Texas

Registered Investment Advisory firm - (11/29/2021 Conditional Restricted)

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Contact information

Main Address

8 Pelham Road, Greenville, SC 29615

Mailing Address

P.o. Box 3597, Greenville, SC 29608

Phone number

(864) 331-4400

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A & 2B (1/23/2026)

Regulatory assets under management

Total Number of Accounts	367
AUM (Assets Under Management)	$ 175,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason H. Freeman

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Harris Freeman's CRS (Customer Relationship Summary).

Certified licenses

Experience

DFPG INVESTMENTS, LLC

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

INTERNATIONAL ASSETS ADVISORY, LLC

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

THE O.N. EQUITY SALES COMPANY

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/3/1998

SIE

Date: 10/1/2018

Series 7

Date: 1/10/2005

Series 6

Date: 1/15/1998

FINRA

Current Firm

J. FREEMAN & ASSOCIATES

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J. FREEMAN & ASSOCIATES

TRUST BUT VERIFY

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