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JM

John H. Mitchell

MAYFLOWER ADVISORS
DANVERS, MA 01923
Some features on this profile are disabled
CRD#: 2995507
JM

Professional summary

John Henry Mitchell, CFP® is a registered financial advisor currently at MAYFLOWER ADVISORS located in Danvers, Massachusetts and PRIVATE CLIENT SERVICES, LLC located in Boston, Massachusetts.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. John has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
Estate Planning
Education Planning
Long-term Care
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Less than 5% of time during the month. 2) Mr. Mitchell is dually registered as an Investment Advisor Representative ("IAR") with Mayflower Financial Advisors, LLC ("Mayflower") and Registered Representative ("RR") Private Client Services, LLC ("PCS"). Business is conducted from 5 Elm Street, Suite 5, Danvers, MA 01923. Approximately 90% of Mr. Mitchell's time is spent as an IAR of Mayflower, with the balance as an RR of PCS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Henry Mitchell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2007

Experience

Current

July 11, 2025 - Present

MAYFLOWER ADVISORS

Office #1: 5 Elm Street Suite 5, Danvers, MA 01923
RIA
CRD#: 307857
DANVERS, MA
Current

July 2, 2025 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 265 Franklin St Suite 401, Boston, MA 02110
RIA
BD
CRD#: 120222
BOSTON, MA
Past

June 1, 2016 - September 12, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
DANVERS, MA
Past

May 26, 2016 - September 12, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
DANVERS, MA
Past

March 26, 2012 - May 27, 2016

EDWARD JONES

RIA
CRD#: 250
DANVERS, MA
Past

March 23, 2012 - May 27, 2016

EDWARD JONES

BD
CRD#: 250
DANVERS, MA
Past

September 15, 2009 - April 5, 2012

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
NEEDHAM, MA
Past

September 4, 2009 - April 5, 2012

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
NEEDHAM, MA
Past

May 2, 2008 - July 24, 2009

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
BOSTON, MA
Past

October 21, 2005 - July 24, 2009

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
BOSTON, MA
Past

February 2, 2004 - September 16, 2005

IFMG SECURITIES, INC.

RIA
CRD#: 14416
LEXINGTON, MA
Past

February 2, 2004 - September 16, 2005

IFMG SECURITIES, INC.

BD
CRD#: 14416
PURCHASE, NY
Past

May 13, 2003 - February 9, 2004

QUICK & REILLY, INC.

RIA
CRD#: 11217
CAMBRIDGE, MA
Past

March 21, 2002 - February 9, 2004

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

January 30, 1998 - March 20, 2002

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MAYFLOWER ADVISORS
MAYFLOWER ADVISORS | MAYFLOWER FINANCIAL ADVISORS, LLC

CRD#: 307857 / SEC#: 801-118381

RIA
Registered Investment Advisory firm - (4/3/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/2/2025)
RR
Massachusetts
(7/2/2025)
IAR
Massachusetts
(7/11/2025)
RR
New Hampshire
(7/2/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/24/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/24/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/29/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/28/1998
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MA
MAYFLOWER ADVISORS
MAYFLOWER ADVISORS | MAYFLOWER FINANCIAL ADVISORS, LLC

CRD#: 307857 / SEC#: 801-118381

RIA
Registered Investment Advisory firm - (4/3/2020 Approved)
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Contact information

Main Address
265 Franklin Street Suite 401, Boston, MA 02110
Mailing Address
Phone number
(617) 259-1767
Established
Firm type
Fiscal year end
# of Employees
30

SEC notice filing (28 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR MAYFLOWER FINANCIAL ADVISORS, LLC (3/21/2025)

Regulatory assets under management

Total Number of Accounts2,482
AUM (Assets Under Management)$ 4,779,428,058

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAYFLOWER ADVISORS

CRD#: 307857Danvers, MA 01923

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