AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
JW

John P. White

Some features on this profile are disabled
CRD#: 2995460
JW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Prescott White, who also goes by Scott White, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1998. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 31 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Scott White

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 26, 2011 - February 4, 2015

SAN FRANCISCO SENTRY INVESTMENT GROUP

RIA
CRD#: 106257
SAN FRANCISCO, CA
Past

March 6, 2009 - February 4, 2015

S F SENTRY SECURITIES, INC.

BD
CRD#: 27432
SAN FRANCISCO, CA
Past

July 28, 2008 - January 13, 2009

S F SENTRY SECURITIES, INC.

BD
CRD#: 27432
SAN FRANCISCO, CA
Past

July 8, 2005 - September 29, 2005

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
BOLINGBROOK, IL
Past

April 2, 2003 - December 31, 2003

DEUTSCHE BANK SECURITIES INC.

RIA
CRD#: 2525
CHICAGO, IL
Past

April 1, 2003 - December 31, 2003

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

April 28, 2000 - November 7, 2002

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

May 24, 1999 - December 2, 1999

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

February 19, 1998 - June 26, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/7/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 7/29/2010
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 31
Date: 5/17/1999
Futures Managed Funds Examination
General Industry/Product Exam

Current Firm


SF
SAN FRANCISCO SENTRY INVESTMENT GROUP
SAN FRANCISCO SENTRY INVESTMENT GROUP

CRD#: 106257 / SEC#: 801-44325

Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
100 Pine Street Suite 2700, San Francisco, CA 94111
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

ADV PART 2A - SIG (3/11/2021)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SAN FRANCISCO SENTRY INVESTMENT GROUP

CRD#: 106257

TRUST BUT VERIFY

Monitor John White

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.