Dennis G. Long

BLONG FINANCIAL

Memphis, TN 38120

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CRD#: 2995012

Professional summary

Dennis Glenn Long is a registered financial advisor currently at BLONG FINANCIAL located in Memphis, Tennessee.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Dennis has worked at 3 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DENNIS G. LONG, CPA, OWNER,SOLE PROPRIETOR, FAMILY BACK OFFICE SERVICES, TAX, AND PLANNING,500HRS, 25% OF TIME

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Glenn Long's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 13, 2012 - Present

BLONG FINANCIAL

Office #1: 5391 Normandy Rd, Memphis, TN 38120

RIA

CRD#: 164746

Memphis, TN

Past

March 29, 2004 - December 16, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

MEMPHIS, TN

Past

April 19, 2001 - December 16, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

February 25, 1998 - February 2, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLONG FINANCIAL

BLONG FINANCIAL | BLONG FINANCIAL, LLC

CRD#: 164746 / SEC#: 801-123363

RIA

Registered Investment Advisory firm - (3/3/2022 Approved)

Tennessee

Registered Investment Advisory firm - (4/1/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/13/2012)

IAR

Texas
(7/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/18/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/27/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/2/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/17/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 12/18/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 11/29/2001

General Securities Sales Supervisor - General Module Examination

Current Firm

BLONG FINANCIAL

BLONG FINANCIAL | BLONG FINANCIAL, LLC

CRD#: 164746 / SEC#: 801-123363

RIA

Registered Investment Advisory firm - (3/3/2022 Approved)

Tennessee

Registered Investment Advisory firm - (4/1/2022 Terminated)

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Contact information

Main Address

5391 Normandy Rd, Memphis, TN 38120

Mailing Address

Phone number

(901) 681-9037

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	448
AUM (Assets Under Management)	$ 179,637,955

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
02/06/2024	Cover Page	Report
02/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dennis G. Long

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Glenn Long's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

BLONG FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 7/18/2012

Series 66

Date: 4/27/2001

Series 63

Date: 3/2/1998

Series 7

Date: 2/17/1998

Series 9

Date: 12/18/2001

Series 10

Date: 11/29/2001

Current Firm

BLONG FINANCIAL

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BLONG FINANCIAL

TRUST BUT VERIFY

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