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SJ

Steven E. Jafarzadeh

STONEHAVEN ADVISORS
Fairfield, CT
Some features on this profile are disabled
CRD#: 2994968
SJ

Professional summary


Steven Eric Jafarzadeh, who also goes by None, is a registered financial advisor currently at STONEHAVEN ADVISORS, LLC located in Fairfield, Connecticut and STONEHAVEN, LLC located in New York, New York.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Steven has worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, Series 79TO, SIE, Series 31, Series 55, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Stonehaven Advisors, LLC- Investment Related - Chief Compliance Officer - Compliance oversight over firm activities - 600 Fifth Ave, 2nd Floor, New York, NY 10020 - approximately 10-20 hours/month - mostly during market trading hours

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Steven Eric Jafarzadeh's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 7, 2025 - Present

STONEHAVEN ADVISORS, LLC

RIA
CRD#: 322608
Fairfield, CT
Current

June 15, 2007 - Present

STONEHAVEN, LLC

Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020
BD
CRD#: 118913
NEW YORK, NY
Past

October 7, 2005 - October 19, 2006

ZEALOUS CAPITAL MARKETS, LLC.

BD
CRD#: 136412
LOS ANGELES, CA
Past

June 27, 2002 - October 10, 2005

STROME SECURITIES, L.P.

BD
CRD#: 29682
SANTA MONICA, CA
Past

March 15, 2002 - April 1, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/22/2013)
RR
Arkansas
(2/19/2014)
RR
California
(6/15/2007)
RR
Colorado
(6/18/2007)
RR
Connecticut
(6/15/2007)
IAR
Connecticut
(1/7/2025)
RR
Delaware
(8/29/2025)
IAR
Florida
(9/19/2025)
RR
Georgia
(6/18/2007)
RR
Illinois
(6/18/2007)
RR
Indiana
(7/2/2013)
RR
Massachusetts
(6/21/2007)
RR
New Jersey
(6/18/2007)
RR
New Mexico
(8/6/2007)
RR
New York
(6/19/2007)
IAR
New York
(2/25/2025)
RR
North Carolina
(6/18/2007)
RR
Ohio
(7/13/2011)
RR
Pennsylvania
(6/18/2007)
RR
Puerto Rico
(6/8/2021)
RR
South Dakota
(10/19/2010)
RR
Utah
(3/21/2013)
RR
Washington
(6/18/2007)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/18/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 6/14/2013
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 55
Date: 8/30/2005
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SA
STONEHAVEN ADVISORS, LLC
STONEHAVEN ADVISORS, LLC

CRD#: 322608 / SEC#:

Connecticut
Registered Investment Advisory firm - (1/7/2025 Approved)
Florida
Registered Investment Advisory firm - (9/19/2025 Approved)
New York
Registered Investment Advisory firm - (10/6/2022 Approved)
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Contact information


Main Address
600 Fifth Avenue 2nd Floor, New York, NY 10020
Mailing Address
Phone number
(917) 349-7050
Established
Firm type
Fiscal year end
# of Employees
5

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STONEHAVEN ADVISORS, LLC

CRD#: 322608Fairfield, CT

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