Larry W. Garvin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Wilson Garvin, who also goes by Larry Wilson Garvin II, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1998. Larry had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2012 - October 18, 2012
NORTHWEST ADVISORS, INC.
November 23, 2011 - February 17, 2012
OBS FINANCIAL
August 27, 2004 - April 13, 2005
WALNUT STREET SECURITIES, INC.
July 16, 2002 - August 29, 2003
NATIONWIDE SECURITIES, LLC
November 3, 2000 - April 11, 2002
DREYFUS INVESTMENT SERVICES COMPANY, LLC
February 2, 1999 - April 18, 2000
DREYFUS INVESTMENT SERVICES COMPANY, LLC
September 14, 1998 - December 4, 1998
WACHOVIA SECURITIES, INC.
February 13, 1998 - May 15, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
NORTHWEST ADVISORS, INC.
CRD#: 154032 / SEC#: 801-78838
Contact information
Red Flags
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