Stefan F. Murat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stefan Fabien Murat was a registered financial professional .
Stefan is a previously registered financial professional and started their career in finance in 1998. Stefan had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2022 - February 19, 2026
QUANTECH SOLUTION PARTNERS NORTH AMERICA INC.
April 11, 2017 - December 11, 2020
BNP PARIBAS SECURITIES CORP.
September 25, 2013 - January 4, 2016
RONIN CAPITAL, LLC
June 11, 2008 - April 26, 2012
SG AMERICAS SECURITIES, LLC
April 26, 2004 - July 14, 2004
SG AMERICAS SECURITIES, LLC
July 13, 1999 - April 26, 2004
COWEN AND COMPANY
April 7, 1998 - February 26, 1999
COWEN AND COMPANY
Primary Firm SEC Registration
QUANTECH SOLUTION PARTNERS NORTH AMERICA INC.
CRD#: 315603 / SEC#: 801-122283
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/24/2024
General Securities Representative ExaminationSeries 57TO
Date: 3/24/2024
Securities Trader ExamSeries 55
Date: 7/12/2008
Limited Representative-Equity Trader ExamCurrent Firm
QUANTECH SOLUTION PARTNERS NORTH AMERICA INC.
CRD#: 315603 / SEC#: 801-122283
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 296,065,015 |
Red Flags
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